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Reporting on regulatory requirements, enforcement actions, and best practices to safeguard financial institutions and markets against cyber threats, data breaches, and vulnerabilities through proactive measures.
Clearing & Post-Trade
SEBI to Require AMCs to Help Capitalise New Clearing Corporation
By Editors | 07/02/2021
Individual contributions by asset managers towards the new LPCC will be calculated based on their AUM in open ended debt-oriented mutual fund schemes.
Cybersecurity
Taiwan Issues List of Institutions Required to Bolster Cybersecurity
By Ranamita Chakraborty | 05/02/2021
The critical infrastructure facilities believed to be on the list include Taiwan’s D-SIBs, science park operators and telecoms.
Cloud & Infrastructure
Korea to Launch Virtual Sandbox, Expand Fintech Support
By Editors | 04/02/2021
The FSC has outlined the work it has planned this year to promote financial innovation and digital finance.
Cybersecurity
CBIRC Fines Agricultural Bank of China for Poor Data Security
By Editors | 04/02/2021
The CBIRC said the bank did not properly protect its internal and wireless internet networks there was a risk of data leakage.
Cybersecurity
UPDATED – KPMG Appointed to Review RBNZ Data Breach Response
By Editors | 01/02/2021
The review will seek to understand the events leading up to the breach, assess the appropriateness of the RBNZ’s response, and identify factors that contributed to the breach.
AI Risk & Governance
ASIC Sheds Light on Regtech Initiatives in New Report
By Manesh Samtani | 28/01/2021
The report highlighted the importance of good data governance, skilled data-literate staff, and human review and input when implementing regtech applications.
Custody & Infrastructure
BSP Updates VASP Rules to Align with FATF Requirements
By Editors | 28/01/2021
The updated rules also bring into scope virtual asset custodians, introducing a $1mn minimum capital requirement for such businesses.
Structural Regulation
FMA Review Finds NZX Technology Capability Lacking
By Editors | 28/01/2021
NZX is required to develop a detailed, time-bound action plan to address the technology issues identified in a review conducted by the FMA.
Tokenisation
OECD Paper Identifies Regulatory Issues in Asset Tokenisation
By Editors | 27/01/2021
As markets for tokenised assets develop and grow in size, so too will the need to safeguard investors, consumers and financial stability.
Cybersecurity
ASIC Data System Illegally Accessed by Malicious Attacker
By Editors | 25/01/2021
The affected server was being used to share documents associated with recent credit licence applications, though no forms or attachments are believed to have been accessed.
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