AI, Technology & Data

Market Abuse

Nasdaq Wins Best Solution Awards for Market and Trade Surveillance

By Editors | 14/11/2023

Nasdaq Market Surveillance was recognised for its real-time, cross-market, cross-asset surveillance technology, which is used by over 65 marketplaces and regulators globally

Anti-Money Laundering

Accenture Awarded Consulting Firm of the Year for Banking 

By Editors | 14/11/2023

Accenture was recognised for its work with multiple systemically important and other banks in areas ranging from financial crime compliance

Cloud & Infrastructure

Adenza Awarded Best Regulatory Change Management Initiative  

By Editors | 14/11/2023

Adenza was recognised for RegCloud®, a data management and regulatory reporting SaaS offering which is provided alongside operational support and regulatory change services.

Anti-Money Laundering

HAWK:AI Recognised as Rising Star for Transaction Monitoring Solution

By Editors | 14/11/2023

HAWK:AI was recognised for its transaction monitoring technology, which is powered by a combination of easily configurable rules and explainable AI.

Data Privacy

UNDP, MAS, GLEIF Launch Global Initiative to Boost MSME Finance

By Editors | 14/11/2023

The initiative proposes to create trusted credentials that characterise an MSME’s financing worthiness based on traditional and alternative data sets.

Structural Regulation

India’s AMFI Issues Guidelines for Execution-only Mutual Fund Platforms

By Ajoy K Das | 13/11/2023

The guidelines come ahead of an end-November deadline for platforms selling direct mutual fund schemes to register with AMFI.

Cybersecurity

ASIC Says Cyber Resilience “Must be a Top Priority”

By Sanday Chongo Kabange | 13/11/2023

ASIC’s cyber pulse survey found “significant” cyber security risk management deficiencies at listed companies and licensed entities.

Structural Regulation

CSRC Seeks Greater Standardisation in Securities, Futures Industry

By Editors | 13/11/2023

Greater standardisation will ultimately reduce overall costs to market participants in the securities and futures industry, the CSRC said.

Fraud, Scams & Cybercrime

US Unit of China’s ICBC Suffers Ransomware Attack

By Editors | 10/11/2023

The attack disrupted some of ICBC’s systems and left some trades in the US Treasury and equity markets unable to settle.