AI, Technology & Data

Clearing & Post-Trade

UBS Executes Cross-border Intraday Repo on Broadridge Blockchain Platform

By Editors | 06/04/2023

Intraday repo provides a more efficient means of managing liquidity, while also providing additional funding flexibility and reducign operational risk.

Cloud & Infrastructure

Korea to Develop Guidance on Mitigating Technology Risks

By Manesh Samtani | 04/04/2023

The guidelines are an action item from a new task force that was created after a data centre fire disrupted Kakao’s services last October.

AI Risk & Governance

Adopting Artificial Intelligence in Finance

By Larry Cao | 04/04/2023

CFA Institute’s Larry Cao discusses the opportunities and challenges of adopting AI tech in the investment industry.

Trading & Investment

Digital Vote Execution Service to Launch for Tokyo Market

By Editors | 04/04/2023

Issuers, investors and local sub custodians will gain efficiency and greater transparency from the new digitised e-voting service.

Structural Regulation

APRA Reviews Data Collection on Access to Bank Branches

By Editors | 04/04/2023

The review is aimed at identifying ways APRA’s Points of Presence data collection can better capture indicators on how banking services are accessed.

Operational Risk

SFC Offers Guidance on Managing Risk in Trading Activities

By Manesh Samtani | 04/04/2023

The guidance covers operational risk management, remote booking risk management, and data risk management, based on a thematic review.

Fraud, Scams & Cybercrime

NAB Introduces New Security Measure to Combat Scams

By Sanday Chongo Kabange | 31/03/2023

NAB customers may receive a prompt when engaging in unusual transactions, such as investing in crypto for the first time.

Fraud, Scams & Cybercrime

ACCC Warns of Rising Bank Impersonation Scams in Australia

By Editors | 30/03/2023

Scammers can make their calls and texts appear as part of the same conversation thread as legitimate messages from a bank, the ACCC warns.

AI Risk & Governance

UK Promises ‘Adaptable Approach’ to Regulating AI

By Sanday Chongo Kabange | 29/03/2023

Five principles will guide the use of artificial intelligence in the UK. In future, a statutory duty may require regulators to have due regard to the principles.