AI, Technology & Data

    Cybersecurity

    Malaysia SC Proposes Technology Risk Management Rules

    By Editors | 01/08/2022

    The regulatory framework includes a set of principles for capital market entities to adopt in their use of AI/machine learning.

    Structural Regulation

    SEBI Proposes Rules for Mutual Fund ‘Execution-only’ Platforms

    By Editors | 31/07/2022

    Operators of platforms offering execution-only services in direct plans offered by mutual funds would have to register with SEBI, AMFI or stock exchanges.

    Data Privacy

    UK Regulators Progress Work to Transform Data Collection

    By Editors | 28/07/2022

    The BOE and FCA will delivering a more “intuitive” form design across regulatory returns that will make data submission “simpler, faster, and more valuable”.

    Sustainable Finance

    MAS, Google Cloud Launch New Climate FinTech Support Programme

    By Editors | 27/07/2022

    The Point Carbon Zero Programme under Project Greenprint aims to catalyse the growth of climate FinTech solutions in Asia over the next three years.

    Cryptocurrency

    CFTC, SEC Preparing to Tackle More Crypto-related Risks

    By Manesh Samtani | 27/07/2022

    The CFTC has a new innovation office and is realigning its customer education office. The SEC has appointed 20 new specialists to its crypto unit and wants a bigger budget.

    Data Privacy

    APRA to Start Publishing ‘Enhanced’ Superannuation Data in September

    By Editors | 26/07/2022

    Quarterly publications will start in September and annual publications in early 2023, comprising new and expanded data on an industry, fund and product basis.

    Data Privacy

    China to Standardise Data Transmission by Securities Firms

    By Editors | 26/07/2022

    Many securities firms are still using manual processes to transmit data used by fund custodians, managers and fund service institutions for valuation and accounting purposes.

    Anti-Money Laundering

    FATF Offers Guidance on Private Sector Information Sharing

    By Editors | 25/07/2022

    The report features information sharing case studies from the UK, Singapore, Netherlands, the US, Estonia, and Germany.

    Data Privacy

    ACCC Launches Free Sandbox for CDR Participants

    By Editors | 25/07/2022

    The CDR sandbox will reduce the time and cost firms spend trying to become active CDR participants and updating their CDR offerings.

    Structural Regulation

    Taiwan, Israel Regulators Sign Fintech Cooperation MOU

    By Editors | 23/07/2022

    The MOU provides a framework for collaboration and information exchange in fintech innovation, capital markets and investment.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.