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Cloud & Infrastructure
GLEIF to Include Organisational Role Information in vLEI
By Editors | 29/03/2022
GLEIF says the new ISO 5009 standard facilitates a universal approach for including official organisational role information in digital ID credentials.
KYC & CDD
CSRC Fines Securities Firm Over Client Records Management
By Editors | 29/03/2022
Shenwan Hongyuan Securities failed to appropriately manage its online investment advisory business on Ant Group’s wealth management app.
AI Risk & Governance
Australia Consults on Regulatory Framework for Financial Advice
By Sanday Chongo Kabange | 29/03/2022
The consultation asks how fintech could help reduce financial advice costs and how to make advice more accessible, including through robo-advisers.
Clearing & Post-Trade
ASX Announces Likely Delay to Chess Replacement Go-Live
By Editors | 29/03/2022
The next software release from technology provider Digital Asset has been delayed by three months, impacting the project schedule.
Payments & Settlements
HKMA Issues Additional Guidance for SVF Licensees
By Editors | 28/03/2022
New practice note offers guidance on governance, outsourcing, internal controls, technology risk, and business conduct, among other areas.
Cloud & Infrastructure
RBI Establishes Innovation Hub to Promote Fintech Innovation
By Editors | 27/03/2022
RBI governor Shaktikanta Das said the underlying focus of the innovation hub will be to promote inclusive access to financial services and products.
Market Abuse
SEBI Probes Investment Banks Over Possible Insider Trades
By Editors | 27/03/2022
SEBI’s new AI-based surveillance systems have detected possible insider trades by related parties of investment bankers.
AI Risk & Governance
Guangzhou to Pilot Regulatory Sandbox for Capital Markets
By Editors | 26/03/2022
Applications from capital markets firms looking to participate in the fintech regulatory sandbox are being accepted until 15 April 2022.
Cloud & Infrastructure
Taiwan FSC Asks Banks to Automate Reporting Workflows
By Editors | 23/03/2022
All domestic and foreign banks are asked to integrate APIs in their workflows for reporting financial statements from January 2023.
Trading & Investment
Bursa Malaysia Adds e-DRP Functionality to Mobile App
By Editors | 22/03/2022
The new feature allows investors to participate in Dividend Reinvestment Plan corporate exercises electronically.
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