AI, Technology & Data

    Cloud & Infrastructure

    BOT Issues Guidance on Blockchain Adoption in Financial Services

    By Sanday Chongo Kabange | 01/08/2021

    The guideline covers blockchain application in financial businesses, project governance, security standards, and risk management, among other areas.

    Structural Regulation

    US SEC to Require New Disclosures from Chinese Issuers

    By Manesh Samtani | 31/07/2021

    Chinese issuers with VIE structures will have to “prominently and clearly” disclose that they face uncertainty about future actions by the Chinese government.

    Structural Regulation

    BSP Grants Fourth Digital Bank Licence to UnionBank

    By Editors | 31/07/2021

    UnionBank is the latest to receive the licence after Landbank’s Overseas Filipino Bank, Tonik Bank, and UNOBank.

    Cybersecurity

    NZ FMA Issues Cyber Resilience Guidance for Financial Advisers

    By Sanday Chongo Kabange | 30/07/2021

    Under New Zealand’s new financial advice regime, many individuals and entities have not previously been subject to compliance obligations for cybersecurity.

    Structural Regulation

    China Will Still Allow IPOs in the US, CSRC Tells Brokers

    By Sanday Chongo Kabange | 29/07/2021

    Regulators will continue to allow VIE structures, recognising that they serve as a vital way for companies to attract foreign capital.

    Payments & Settlements

    Korea FSC Expands Open Banking Services to Fintechs

    By Sanday Chongo Kabange | 29/07/2021

    Users will be able to access information about their prepaid deposit accounts from mobile applications of any FI offering open banking.

    Conduct, Culture & Accountability

    Culture & Conduct Risk: The Normalization of Deviance

    By Stephen Scott | 29/07/2021

    Many still believe that misconduct can be discovered only after it occurs: a ‘detect and correct’ mindset. Starling’s Stephen Scott says a ‘predict and prevent’ approach is starting to emerge.

    Structural Regulation

    CSRC Approves China Telecom Shanghai IPO Following US Ban

    By Sanday Chongo Kabange | 28/07/2021

    China’s flow of IPOs to the US is expected to ease, with companies instead choosing to list in Shanghai, Shenzhen, or Hong Kong.

    Emerging Prudential Risks

    Australia: Mutual Banks Face “Avalanche” of Regulatory Change

    By Manesh Samtani | 28/07/2021

    A new benchmarking report from GRC Solutions highlights the challenges incoming regulatory requirements are presenting to the mutual banking sector.

    Cloud & Infrastructure

    Beijing Financial Court Launches Fintech Legal Research Centre

    By Sanday Chongo Kabange | 28/07/2021

    The Beijing Fintech Legal Research Centre will research fintech compliance standards, explore regulatory models, and drive fintech legal advances.

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