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Market Abuse
Talking Trading Surveillance with Nasdaq’s Ulf Carlsson
By Samuel Riding | 13/07/2017
Regulation Asia discusses the latest trends in regulatory scrutiny of capital markets with Ulf Carlsson, general manager at Nasdaq in Hong Kong.
Payments & Settlements
The Regulatory Path to a Digital Payment Economy
By Peter Guy | 10/07/2017
Peril, innovation or salvation – the spectre of a cashless economy means different things to everyone.
Cloud & Infrastructure
Fintech Innovation vs. Regulation
By Peter Guy | 03/07/2017
Hong Kong needs to beware as Australia and Singapore regulators issue game-changing initiatives.
Cloud & Infrastructure
Fintech in APAC – The Virtuous Circle
By Samuel Riding | 28/06/2017
How regulatory and financial institutions are bringing the fintech ecosystem together.
Structural Regulation
Singapore to Permit Bank Acquisitions of Fintech Companies
By Editors | 26/06/2017
Revised comingling rules would allow lenders to invest up to 10% of capital funds in non-financial businesses.
Cloud & Infrastructure
APAC Well Placed in Regtech Race – Wolters Kluwer
By Editors | 19/06/2017
Regtech (regulatory technology), including innovations such as in-memory storage, processing grids, cloud computing and artificial intelligence, is set to be […]
Conduct, Culture & Accountability
ASIC Flags Fund Manager Compliance Failures
By Editors | 15/06/2017
ASIC (the Australian Securities and Investments Commission) issued recommendations to improve conduct in the funds management sector, citing several failures […]
Anti-Bribery & Corruption
Asian Institutions Concerned by China Corruption – Report
By Editors | 15/06/2017
A survey on global corruption by advisory firm AlixPartners found China remains one of the riskiest countries in which to […]
Cybersecurity
More Fintech Regulatory Coordination Needed – ASIFMA
By Editors | 12/06/2017
MAS (the Monetary Authority of Singapore) inked an agreement with ASBA (the Association of Supervisors of Banks of the Americas) […]
Emerging Prudential Risks
RBA, BNM Governors to Head FSB’s Asia Consultative Group
By Editors | 12/06/2017
RBA (Reserve Bank of Australia) governor Philip Lowe will from 1 July this year replace Norman Chan, chief executive of […]
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