AI, Technology & Data

KYC & CDD

Risk Management Technology Vendors Must Respond to Changing Regulations

By Peter Guy | 10/09/2014

Matthew Stauffer, CEO of Clarient Global, shares his ideas about evolving client and regulatory requirements.

Cloud & Infrastructure

IT Outsourcing Trend in Financial Sector Giving Rise to New Solutions

By Editors | 05/09/2014

The rising number of financial services firms outsourcing their IT infrastructure needs is a growing trend amid global regulatory complexity and tougher market environment, says software and IT services provider SunGard.

KYC & CDD

KYC – Reduce the Complexity, Improve the Quality & Lower the Cost of Compliance

By Editors | 04/09/2014

Globally, regulators are evolving their Know Your Customer (KYC) and Anti-Money Laundering (AML) policies for doing business in their jurisdictions to increasingly stringent standards.

Anti-Money Laundering

Leveraging Technology for Compliance and Performance

By Editors | 19/08/2014

Accuity CEO Hugh Jones describes how advanced systems are revolutionising banks’ ability to meet regulations.

Data Privacy

Singapore Plans Enhanced Oversight of Credit Bureaus

By Editors | 12/08/2014

The Monetary Authority of Singapore is seeking industry views on a proposal to tighten oversight of credit bureaus.

Operational Risk

Financial Regulations Increasing Operational Risk

By Peter Guy | 05/08/2014

New regulations driving rapid data management changes.

KYC & CDD

DTCC to Launch Client Data, Documentation Hub

By Editors | 01/08/2014

The Depository Trust & Clearing Corporation, the world’s largest post-trade services provider, announced the establishment of the client data and documentation solution Clarient Entity Hub, which is designed to provide increased controls, standardization and transparency in managing client information.

Trading & Investment

IOSCO Sees Regulatory Challenges amid Rising Social Media Use in Markets

By Editors | 29/07/2014

The growing use of automated advice tools and social media is presenting new challenges to regulators in their oversight of capital markets, the International Organization of Securities Commissions said in a new report.

Structural Regulation

Asset Managers Face Regulatory Hurdles in Global Expansion

By Peter Guy | 16/07/2014

International survey reveals regulatory challenges continue to grow.