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Emerging Prudential Risks
IOSCO Board Meets to Discuss Key Priority Areas
By Editors | 09/10/2015
The Board of the International Organization of Securities Commissions met in Toronto to reinforce IOSCO’s position as the key global reference point for financial services and markets regulation.
KYC & CDD
Institutional Banks Struggle with Cross-Border Compliance and Entity Data Management
By Editors | 08/10/2015
New research by Fenergo and Aite Group has found that institutional banks are struggling to manage regulatory compliance and entity data management obligations across multiple jurisdictions.
Market Abuse
ASIC Reports on Market Integrity Achievements
By Editors | 07/10/2015
Report highlights continued investment in technology as a main factor helping it to identify complex crimes and patterns of behaviour.
Structural Regulation
S. Korea Considers Approvals for Internet-Only Banks
By Editors | 04/10/2015
Three consortiums led by IT firms have applied for preliminary licenses to launch the country’s first Internet-only banks.
Trading & Investment
Thailand Boosts Capital Market Access with Innovation
By Editors | 28/09/2015
SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.
Cloud & Infrastructure
S. Korea Revises IT Rules for Financial Institutions
By Editors | 25/09/2015
Korea’s Financial Supervisory Service has announced revisions to rules on electronic finance supervision to incorporate exceptions for network separation at financial institutions.
Structural Regulation
Regulators Taking Closer Look at Supervising Technology, says HSBC
By Editors | 21/09/2015
Regulators have been looking more closely at whether technology companies providing financial services should be supervised more heavily like banks, says HSBC chairman.
Cybersecurity
HKMA Issues Guidance on Cybersecurity Risk Mgt
By Editors | 17/09/2015
The Hong Kong Monetary Authority (HKMA) has issued a circular to financial institutions highlighting the importance of proper cybersecurity risk management and provide general guidance on the matter.
Fraud, Scams & Cybercrime
Indonesia to Fight Cybercrime with New Bank IT Rules
By Editors | 16/09/2015
Indonesia’s Financial Services Authority will soon revise its banking IT systems rules in an attempt to counter rising digital crime on banks.
Custody & Infrastructure
Why Blockchain will Disrupt Banking: 7 Questions Banks in Asia are Asking
By Editors | 15/09/2015
Blockchain technology has not only interested the banks but regulators and market participants.
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