Anti-Money Laundering

    Coverage of global AML regulations, compliance standards, enforcement actions, and innovations in detecting and preventing money laundering activities.

    Anti-Money Laundering

    Hong Kong to Bar Retail Investors from Crypto Trading

    By Manesh Samtani | 24/05/2021

    Hong Kong’s FSTB has issued consultation conclusions on the new licensing regime for VASPs and a new registration regime for precious metals dealers.

    Anti-Money Laundering

    Philippine AMLC to Penalise Firms for Incorrect STR Filings

    By Manesh Samtani | 23/05/2021

    AMLC Executive Director Mel Georgie Racela told Regulation Asia that incorrect STR filings identified in a recent review will result in supervisory action.

    PEPs & Sanctions

    Proliferation Financing Risk: A Due Diligence Challenge

    By Manesh Samtani | 19/05/2021

    Measures for detecting proliferation financing risk are designed to help identify sanctions evasion and uncover the beneficial owners of corporate entities.

    Anti-Money Laundering

    Former Manager of Sun Life HK Charged for Money Laundering

    By Editors | 18/05/2021

    The ICAC alleges that the former senior unit manager of Sun Life Hong Kong dealt with crime proceeds totalling over HKD 640,000.

    Cryptocurrency

    RBI Asks Banks to Cut Ties With Cryptocurrency Exchanges

    By Sanday Chongo Kabange | 17/05/2021

    The unofficial guidance comes as Indian lawmakers look to introduce a ban on cryptocurrencies and penalise anyone dealing in them.

    Supervision & Enforcement

    US DOJ Repatriates $460m of Seized 1MDB Funds to Malaysia

    By Editors | 16/05/2021

    Seized and repatriated 1MDB funds are being utilised to repay and service 1MDB and SRC’s debts, which remain above $10.2billion.

    Anti-Money Laundering

    US DOJ Penalises Swiss Life for Facilitating Tax Evasion

    By Editors | 16/05/2021

    Swiss Life and its subsdiaries created and marketed insurance products specially designed for US persons seeking to hide offshore assets and evade tax.

    Cryptocurrency

    BOK Seeks Authority to Monitor Crypto Transactions – Report

    By Sanday Chongo Kabange | 15/05/2021

    The BOK plans to use existing authorities to monitor crypto transactions, amid fears that risks in the sector could flow to the broader financial system.

    Anti-Money Laundering

    Pakistan to Pass Two New Laws to Meet FATF Action Plan

    By Sanday Chongo Kabange | 15/05/2021

    The laws cover the handling of forfeited properties and assets, and the transfer of money laundering cases to specialised agencies.

    Anti-Money Laundering

    Taiwan FSC Fines Citibank, DBS for AML Violations

    By Editors | 14/05/2021

    The regulator cited failures related to customer due diligence, review mechanisms, transaction monitoring, risk assessment, and investigations.

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