KYC & CDD

    News on regulatory requirements, innovations, and challenges in customer identification, risk assessments, and due diligence processes for financial institutions.

    KYC & CDD

    Taiwan to Streamline Identity Checks for Cross-border Remittances

    By Darien Choong | 10/07/2022

    The customer identity verification process for regular and reasonable cross border remittances can be further streamlined, the FSC said.

    Anti-Money Laundering

    Chinese Phonemaker Vivo Accused of Evading Tax in India

    By Editors | 09/07/2022

    Vivo is alleged to have made remittances via Hong Kong to China to disclose losses in India and avoid domestic tax payments.

    KYC & CDD

    No Specific Customer Type is Automatically Higher Risk: US Agencies

    By Manesh Samtani | 09/07/2022

    Banks should use a risk-based approach when managing customer risk, and not decline to provide banking services to entire categories of customers.

    Tokenisation

    Chinese Bigtechs Pledge to Prevent, Deter NFT Speculation

    By Editors | 07/07/2022

    Tencent and Ant Group are among those that have pledged to adhere to China’s crypto ban and prevent speculation on platforms that deal in ‘digital collectibles’.

    Cybersecurity

    GLEIF Launches vLEI Issuer Qualification Programme

    By Manesh Samtani | 07/07/2022

    The vLEI is a digital version of the LEI which can be securely verified online against the source information held in GLEIF’s data repository.

    Anti-Money Laundering

    Puerto Rico Forces Closure of Bank Involved in Global Tax Probe

    By Manesh Samtani | 06/07/2022

    Peter Schiff’s Euro Pacific Bank was forced to close over capital shortfall and regulatory violations. The bank has been at the centre of a global tax evasion probe.

    PEPs & Sanctions

    UK Sanctions More Russians, Restricts More Belarusian Trade

    By Editors | 06/07/2022

    Last week, the UK Parliament’s Foreign Affairs Committee published a report calling on the government to “act now” to tackle the flow of illicit finance through London.

    Anti-Money Laundering

    New Zealand DIA Publishes Guidance on AML/CFT Approach & Strategy

    By Sanday Chongo Kabange | 06/07/2022

    The first publication covers the DIA’s approach to regulating AML/CFT. The second outlines how the DIA uses its compliance and enforcement toolkit.

    Anti-Money Laundering

    US Bill Set to Bring Gatekeepers into Scope of AML Rules

    By Editors | 05/07/2022

    The Enablers Act would require financial advisers, lawyers, art and antiquities traders to perform due diligence on their clients and file SARs.

    Anti-Money Laundering

    FATF Outlines Priorities, Objectives for Singapore Presidency

    By Editors | 04/07/2022

    The Singapore Presidency will focus on areas such as asset recovery, cybercrime, virtual assets, beneficial ownership, data analytics and corruption.

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