KYC & CDD

    News on regulatory requirements, innovations, and challenges in customer identification, risk assessments, and due diligence processes for financial institutions.

    Anti-Money Laundering

    Tencent Faces Record Penalty Over AML Breaches – Report

    By Sanday Chongo Kabange | 16/03/2022

    The breaches involved failures to verify the identities of users and merchants transacting on WeChat Pay, as well as the source of funds for those transactions.

    Payments & Settlements

    BSP Revises Regulatory Framework for E-money Issuers

    By Mark Johnston | 15/03/2022

    E-money can refer to monetary value “electronically stored in an instrument or device” – including cash cards, prepaid cards, stored value cards or digital wallets.

    Anti-Money Laundering

    BOT Extends Deadline for PayPal’s AML Compliance to Year-End

    By Sanday Chongo Kabange | 08/03/2022

    PayPal was scheduled to suspend most services for Thai consumers from 7 March as part of a relaunch of its services to comply with local regulations.

    Anti-Money Laundering

    FATF Plenary Finalises New Beneficial Ownership Requirements

    By Manesh Samtani | 06/03/2022

    Plenary adopts amendments to Recommendation 24, approves revised methodology for mutual evaluations, publishes draft guidance for real estate sector.

    Anti-Money Laundering

    KoFIU Directs Crypto Exchanges to Improve AML Staffing

    By Sanday Chongo Kabange | 05/03/2022

    The proportion of staff dedicated to AML compliance at Korea’s crypto exchanges stands at around 8 percent.

    Anti-Money Laundering

    MAS Issues New AML/CFT Notices for Financial Institutions

    By Manesh Samtani | 02/03/2022

    The Notices cover activities involving precious stones and metals, services and transactions involving digital payment tokens, and risk assessments on shell companies.

    PEPs & Sanctions

    UK Fast-Tracks Property Ownership Transparency Bill

    By Manesh Samtani | 01/03/2022

    The Economic Crime (Transparency and Enforcement) Bill first promised in 2016 has been introduced in Parliament and will be fast-tracked through the legislature.

    Anti-Bribery & Corruption

    HK ICAC Charges Bank Employee and Two Others for Bribery

    By Editors | 28/02/2022

    A relationship manager and two representatives of secretarial services companies allegedly offered and accepted bribes to help non-domestic clients open accounts with three Hong Kong banks.

    Anti-Money Laundering

    BitMEX Founders Agree Settlement for US AML Violations

    By Editors | 28/02/2022

    Arthur Hayes and Benjamin Delo have pleaded guilty to breaching AML laws and agreed to pay a USD 10 million fine each.

    Cryptocurrency

    Russia Considers Framework for Regulating Cryptocurrencies

    By Sanday Chongo Kabange | 24/02/2022

    The draft proposes requirements for VASPs relating to corporate governance, tax reporting, data storage, internal controls, risk management, client identification/KYC and segregation of assets.

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