KYC & CDD

    News on regulatory requirements, innovations, and challenges in customer identification, risk assessments, and due diligence processes for financial institutions.

    DeFi & Web3

    Decentralised Crypto Exchanges Could Render Regulatory Efforts Meaningless

    By Bradley Maclean | 29/01/2018

    Global regulators and institutions need to work together to develop globally harmonised standards, rather than the onerous regulatory frameworks proposed […]

    KYC & CDD

    Crypto Exchanges Back on Track in S.Korea with New Account Guidelines

    By Manesh Samtani | 25/01/2018

    Guidelines cover dealings with exchanges, preventing money-laundering, aiding taxation; exchanges to be fined for privacy issues; payments to overseas exchanges blocked.

    Anti-Money Laundering

    Real Estate and Trade Finance – The New AML Battlegrounds

    By Samuel Riding | 25/01/2018

    After years of scrutiny of banking relationships, regulators are now turning their attention to other stores of value, according to Accuity CEO Hugh Jones.

    Anti-Money Laundering

    AML Now a Top Concern for Chinese Regulators, and a Worry for Banks

    By Yaqi Bao | 24/01/2018

    It is clearer than ever that Chinese regulators take AML as a major priority, but domestic banks can lack the expertise to meet ever-increasing requirements.

    KYC & CDD

    Chinese Banks Told to Develop e-KYC, Facial Recognition

    By Samuel Riding | 22/01/2018

    PBOC notice says e-KYC can help better serve real economy; SME account applications should be audited within two days of receipt.

    KYC & CDD

    MAS to End Pre-Approval Requirement for Non-Face-to-Face KYC

    By Samuel Riding | 17/01/2018

    Regulator says money changers, remittance firms don’t need pre-approval for video-onboarding and other tech, but must have non-face-to-face procedures audited.

    Anti-Money Laundering

    SFC Urges Licensees to File “Better Quality” Suspicious Transaction Reports

    By Editors | 17/01/2018

    Circular sent to firms following a feedback report issued by the Joint Financial Intelligence Unit.

    Cryptocurrency

    UPDATED – Korea to Implement ID System for Crypto Traders

    By Manesh Samtani | 17/01/2018

    Plan includes penalties for noncompliance, rooting out of foreign investors and minors, but no trading ban in the short term.

    KYC & CDD

    Registration with Financial Information System Compulsory – Indonesia Regulator

    By Editors | 11/01/2018

    Move will require all financial services firms operating in the country to provide customers identification and tax details to the regulator by 2022.

    Cryptocurrency

    Korea, China, Japan Join Hands on Cryptocurrency Regulation

    By Manesh Samtani | 10/01/2018

    Korea carries out bank inspections, China power cut on Bitcoin miners, Japan scrutinises banks’ cryptocurrency activities.

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