KYC & CDD

Anti-Money Laundering

SAFE Orders Tighter Checks on Outbound Investment

By Samuel Riding | 29/06/2016

Forex regulator denies media reports of changes to individual quotas, rules.

KYC & CDD

Asia’s Digital On-boarding Challenge

By Editors | 22/06/2016

Appway survey reveals how regulations, technology, and compliance are driving competition among wealth managers in Asia.

Anti-Money Laundering

Macau Tightens AML Rules

By Samuel Riding | 07/06/2016

Casinos must keep daily records and hire compliance officers.

KYC & CDD

KYC Takes on a Whole New Meaning

By Peter Guy | 06/06/2016

Know your customer used to be an important principle. Now you can go to jail for KYC shortcomings. The market reacts.

AI Risk & Governance

New Frontiers in Regtech

By Samuel Riding | 01/06/2016

Technology is proving its value beyond KYC and AML and improving both compliance and regulatory oversight.

KYC & CDD

Guotai Junan Fined for Breaching Client ID Rule

By Samuel Riding | 31/05/2016

SFC says securities firm took more than six months to comply with two-day disclosure rule.

Anti-Money Laundering

1MDB, BSI and the Tectonic Shift in Swiss Banking

By Peter Guy | 30/05/2016

Beyond recent revelations, new regulations and prosecution powers will reshape an industry’s entire future.

KYC & CDD

SEBI Tightens KYC for Offshore Derivatives

By Samuel Riding | 20/05/2016

Securities regulator to require monthly reports on transfer flow from P-Note issuers.

KYC & CDD

Compliance Costs to Dominate APAC Wealth Management Budgets – EY

By Samuel Riding | 19/05/2016

Consultant’s first APAC data shows compliance much more of a concern than in other regions.