Market Abuse

Market Abuse

Ensuring Fast, Fair Trading in Asia

By Samuel Riding | 03/12/2015

Reflecting on the Asian impact of rising fears, and prosecutions, of spoofing by high-frequency traders.

Market Abuse

Trading or Spoofing? A Legal Perspective from Singapore

By Samuel Riding | 03/12/2015

WongPartnership discusses whether Singapore’s existing regulatory framework is sufficient to distinguish valid trading and spoofing.

AI Risk & Governance

Entering the Regtech Era

By Samuel Riding | 30/11/2015

In a new research report three Asia Pacific-based academics offer answers to the vexing question of how to regulate financial technology.

Market Abuse

Citic Securities, Guosen Probed by CSRC

By Samuel Riding | 27/11/2015

Securities regulator looking into alleged violations of securities rules at two of China’s top three brokers.

Market Abuse

CSRC to Begin Mutual Fund Investigation

By Samuel Riding | 17/11/2015

China’s securities regulator probe could include brokerages and will involve extensive audits of mutual funds.

Market Abuse

Spoofing Conviction Creates Uncertainty

By Peter Guy | 09/11/2015

Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.

Market Abuse

Singapore Investigates Alleged Derivatives Spoofing

By Samuel Riding | 09/11/2015

SGX investigation prompted by large number of complaints and amid increased scrutiny of spoof trading.

Market Abuse

SGX Extends Privy List Requirements

By Samuel Riding | 04/11/2015

Rule comes into effect on December 1; exchange to no longer require private notification of significant transactions

Market Abuse

China Funds, Banks Hit as Market Probe Intensifies

By Samuel Riding | 03/11/2015

Authorities extend investigations with detention of hedge fund manager, questioning of Agricultural Bank president