Market Abuse

Market Abuse

India Expands Jane Street Probe to Include Local Partner Nuvama

By Editors | 01/08/2025

The 'survey' at Nuvama Wealth Management's offices is linked to its role as a trading partner for Jane Street, which has been under regulatory scrutiny.

Market Abuse

Korea Launches Joint Task Force to Combat Stock Manipulation

By Manesh Samtani | 31/07/2025

A new multi-agency team will enforce a "one-strike out" policy with tougher penalties and enhanced surveillance to root out unfair trading.

Market Abuse

Two Former Execs Arrested in Hong Kong for Manipulation, Corruption

By Sanday Chongo Kabange | 28/07/2025

A former executive director of an SFC-licensed brokerage firm is suspected of accepting advantages from a listed company's former chairman.

Market Abuse

Korea's New Stock Manipulation Task Force Launches This Week

By Mark Johnston | 28/07/2025

The multi-agency unit will start under an acting chief after its designated head retired, raising concerns about its initial effectiveness.

Market Abuse

Korea: Ex-Meritz Fire CEO Facing Criminal Prosecution for Insider Trading

By Mark Johnston | 26/07/2025

South Korean financial regulators have referred the former CEO of Meritz Fire & Marine Insurance and other executives for prosecution over alleged insider trading.

Market Abuse

FSC Korea to Introduce Tougher Measures Against Illegal Stock Trading

By Nithya Subramanian | 25/07/2025

The FSC proposed shifting from account-based to individual-centred monitoring and doubling fines for unfair trades, effective October.

Market Abuse

KRX to Monitor Social Media and Online Forums

By Nithya Subramanian | 24/07/2025

New market surveillance rules taking effect this month will curb unfair trading based on undisclosed information.

Market Abuse

UK Supreme Court Overturns Rate-rigging Convictions of Ex-Traders

By Nithya Subramanian | 24/07/2025

Tom Hayes and Carlo Palombo, once jailed for manipulating benchmark interest rates, have had their convictions overturned due to legal errors in their trials.

Market Abuse

Tokyo Court Sentences Five Former SMBC Nikko Execs in Manipulation Case

By Manesh Samtani | 23/07/2025

A Tokyo court has convicted five former SMBC Nikko Securities executives, including a former Vice President, for market manipulation, highlighting compliance failures.