Market Abuse

    News on regulatory investigations, enforcement actions, and technologies addressing practices like insider trading, market manipulation, and spoofing.

    image

    Trading & Investment

    KRX, Naver to Collaborate on Market, Cyber Surveillance

    By Editors | 08/07/2024

    A key component of the collaboration is to increase monitoring of Naver Pay’s stock discussion rooms and “Shareholder Open Talk” communities.

    image

    Market Abuse

    SEBI Mandates Fraud Prevention Mechanisms for Stock Brokers

    By Ajoy K Das | 05/07/2024

    The regulator said that the measures will ensure higher standards of market integrity and investor protection.

    image

    Market Abuse

    Hong Kong Hedge Fund Manager To Disgorge False Trading Profit

    By Sanday Chongo Kabange | 05/07/2024

    The MMT has ordered a hedge fund manager to disgorge HK$ 5.6 million illicit profit and disqualified him for four years.

    image

    Cryptocurrency

    ESMA Publishes Trade Transparency Standards for MiCA

    By Editors | 05/07/2024

    ESMA report includes standards for how crypto trading platforms should publish data required for pre-and post-trade transparency.

    image

    Market Abuse

    ASIC Explores AI for Insider Trading Surveillance

    By Sanday Chongo Kabange | 04/07/2024

    The Australian regulator is exploring AI and machine learning for potential insider trading surveillance and detection.

    image

    Market Abuse

    Singapore Jails Former Fund Manager for Deceptive Conduct

    By Editors | 04/07/2024

    Sun Weiyeh is the first to be convicted under the SFA for fraudulent or deceptive conduct relating to OTC bond trading.

    image

    Market Abuse

    MAS Fines GSG Capital Director for Insider Trading

    By Editors | 04/07/2024

    The sole shareholder and director of GSG Capital bought shares in SGX-listed GS Holdings while in possession of material non-public information.

    image

    Market Abuse

    Korea Imposes Largest Ever Short-Selling Fine on Credit Suisse

    By Sanday Chongo Kabange | 04/07/2024

    The SFC has imposed a $19.5 million combined fine on Credit Suisse and its Singapore affiliate for naked short sale activities.

    image

    Market Abuse

    Korea FSS to Penalise KB Securities and Hana Securities

    By Editors | 04/07/2024

    The brokerage firms engaged in illegal self-trading to transfer profits and losses of some customers to other customers.

    image

    Market Abuse

    SEBI Issues Show Cause Notice to Hindenburg Over Adani Report

    By Ajoy K Das | 03/07/2024

    Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.