Financial Crime

    KYC & CDD

    SBI Fined for Noncompliance with Counterfeit Currency Rules

    By Editors | 08/03/2018

    Central bank investigators found that State Bank of India had not complied with rules on detection and impounding of counterfeit notes.

    Anti-Money Laundering

    S. Korea Seeks Powers to Fine False-Name Bank Accounts

    By Editors | 07/03/2018

    Legislative reforms aimed at granting FSC powers to collect fines of over 50 percent of assets found in false-name bank accounts.

    Credit Risk

    RBI Fines Axis Bank $460,000 for Bad Loan Classification Failures

    By Editors | 07/03/2018

    Statutory inspection revealed gross NPAs higher than Axis Bank’s reported numbers; Indian Overseas Bank also fined for KYC failures.

    Fraud, Scams & Cybercrime

    Vietnam Banks Ordered to Improve Internal Security

    By Editors | 07/03/2018

    Central bank instructs commercial lenders to improve staff oversight, upgrade security technology and boost fraud-related information sharing.

    Credit Risk

    APRA Mulls Removal of Mortgage Lending Cap

    By Editors | 06/03/2018

    Removing the 10 percent growth cap would enable banks to increase mortgage lending, ease mortgage rates for investors and boost competition in the sector.

    Conduct, Culture & Accountability

    Profitability through Compliance Technology: Dreaming the Impossible Dream

    By Peter Guy | 05/03/2018

    Large technology investments to improve compliance performance have not yielded desired results almost ten years after the global financial crisis.

    Cryptocurrency

    Thailand Edges Closer to Cryptocurrency Regulation

    By Manesh Samtani | 05/03/2018

    Securities regulator to propose regulations for initial coin offerings and other forms of cryptocurrency investment.

    Fraud, Scams & Cybercrime

    Recent Fraud Prompts India Trade Finance Freeze

    By Editors | 03/03/2018

    RBI audit of bank liabilities forces freeze on new letters of credit; foreign lenders reluctant to accept guarantees from Indian banks.

    KYC & CDD

    SEBI Mulling Omnibus Accounts for Gift City

    By Garima Chitkara | 03/03/2018

    Omnibus accounts will allow bank clients to trade without undergoing standard KYC procedures and help boost trading from offshore participants.

    KYC & CDD

    Bangladesh Bank to Introduce e-KYC for Account Opening

    By Editors | 02/03/2018

    Electronic KYC will include digital forms and thumbprint verification; bank can access national identity card database for further verification.

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