Financial Crime

Emerging Prudential Risks

IMF Urges Japan to Contain Financial Risks

By Editors | 22/06/2017

Japan has been urged to contain financial risks by the IMF (International Monetary Fund) after its Article IV Consultation for […]

Market Abuse

CSRC Eyes Education to Halt Market Malpractice

By Editors | 19/06/2017

CSRC (the China Securities Regulatory Commission) kicked off the second phase of its campaign to educate investors about market malpractice. […]

KYC & CDD

KYC Roundup – India Confirms Mandatory ‘Aadhar’ Use

By Editors | 19/06/2017

India makes use of Aadhar cards compulsory for opening bank accounts, large transactions The Indian government last week confirmed that […]

Conduct, Culture & Accountability

IOSCO Updates Advice on Wholesale Market Misconduct

By Editors | 15/06/2017

IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]

Anti-Money Laundering

Fubon Bank Fined for AML Rule Violation

By Editors | 15/06/2017

Taiwan’s FSC (Financial Supervisory Commission) has reportedly fined Taipei Fubon Commercial Bank NT$1 million (US$33,200) for failing to report large […]

Anti-Bribery & Corruption

Asian Institutions Concerned by China Corruption – Report

By Editors | 15/06/2017

A survey on global corruption by advisory firm AlixPartners found China remains one of the riskiest countries in which to […]

Supervision & Enforcement