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KYC & CDD
The Challenges for Offshore Banks Onboarding China’s HNWIs
By Appway | 20/11/2017
Digital onboarding can help banks provide a superior customer experience, guarantee AML compliance and improve internal efficiency.
AI Risk & Governance
The Final Frontier of Financial Regulation
By Peter Guy | 20/11/2017
FSB’s recent paper on artificial intelligence and machine learning reveal how far we are from managing its unknown effects on financial markets.
Anti-Bribery & Corruption
Ex CITIC Securities President Jailed 3.5 Years for Corruption
By Editors | 16/11/2017
Caixin reports that Cheng Boming was among 11 CITIC executives detained for alleged insider trading and leaking information during 2015 market meltdown.
Anti-Money Laundering
Australia, Indonesia, Malaysia to Hold CTF Summit
By Editors | 16/11/2017
Summit to include ‘codeathon’, with 80 participants demonstrating new digital tools and ideas to address the challenge of terrorist financing.
Cryptocurrency
India’s Highest Court Considering Petition Calling for Bitcoin Regulation
By Garima Chitkara | 16/11/2017
Petitioner says central bank, securities regulator refusing to take responsibility for bitcoin regulation by not defining as currency or commodity
Cybersecurity
MAS MD Sets out Fintech Regulation Agenda
By Editors | 16/11/2017
Ravi Menon sets out raft of initiatives including new Payment Services Bill, technology risk management guidelines, machine readable forms.
Cybersecurity
Singapore Launches Cybercrime Centre
By Garima Chitkara | 16/11/2017
Centre is a collaboration between FS-ISAC and MAS; will provide internship training cybercrime fighters from Temasek Polytechnic.
Anti-Money Laundering
AUSTRAC Hails Tabcorp Fine for AML/CTF Breaches
By Garima Chitkara | 16/11/2017
Casino and gaming operator fined more than $34mn for a series of AML/CTF failures; AUSTRAC stresses management responsibility.
Market Abuse
Australian Banks’ Rate Rigging Settlement Confirmed
By Editors | 13/11/2017
ANZ and NAB will pay a total of $76mn for attempting to manipulate Bank Bill Swap Rate; Westpac Banking still fighting claims.
Market Abuse
HK Court Confirms SFC Authority in Insider Trading Conducted Overseas
By Samuel Riding | 13/11/2017
Court also rules a person’s lack of awareness they are trading on inside information doesn’t mean they don’t have to pay back illicit gains.
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