Financial Crime

KYC & CDD

CRS Remediation – Complexity, Cost and Impact on Client Relationships

By Editors | 11/08/2016

Fenergo explores the complexity and cost of CRS remediation and its potential impact on client relationships.

Anti-Money Laundering

Indonesia to Expand Branchless Banking

By Editors | 11/08/2016

Smaller, regional banks invited to offer service in financial inclusion push.

Market Abuse

Australian Equities Market Cleaner Since Rule Change

By Editors | 11/08/2016

Anomalous trading ahead of announcements declining, ASIC says.

KYC & CDD

India’s New Central KYC System Frustrates SEBI

By Editors | 11/08/2016

Government bodies creating duplicating, unsynchronised systems.

Market Abuse

ASIC Prompts Banks on Handling of Sensitive Information

By Editors | 10/08/2016

While most firms have adequate policies, implementation is inconsistent.

Market Abuse

Continuous Disclosure Tops ASIC’s Enforcement List

By Editors | 10/08/2016

33 percent of ASIC market integrity enforcements addressed listed firms’ disclosure burden.

Emerging Prudential Risks

APRA Finalises Conglomerate Groups Supervision Framework

By Editors | 10/08/2016

The eight conglomerate groups control approximately 80 percent of APRA-regulated institutions’ assets.

Anti-Money Laundering

BSP Imposes $21mn Fine Following AML Failures

By Editors | 08/08/2016

Largest-ever fine imposed after USD 81M Bangladesh Bank heist on RCBC.

Fraud, Scams & Cybercrime

India Launches Site to Curb Illegal Deposit Takers

By Editors | 05/08/2016

The site offers the public information about deposit-taking entities, handles complaints.