Financial Crime

Anti-Money Laundering

Southeast Asia’s First Regional CTF Risk Assessment Announced

By Editors | 12/08/2016

Bali CTF summit yields greater coordination on risk assessment, information sharing.

KYC & CDD

Kyc.com, Dow Jones, Exiger and Regulatory DataCorp Partner to Integrate Sanctions, Screening and Client Risk Assessment

By Editors | 12/08/2016

Utility to support firms, regulatory bodies and multiple jurisdictions.

KYC & CDD

CRS Remediation – Complexity, Cost and Impact on Client Relationships

By Editors | 11/08/2016

Fenergo explores the complexity and cost of CRS remediation and its potential impact on client relationships.

Anti-Money Laundering

Indonesia to Expand Branchless Banking

By Editors | 11/08/2016

Smaller, regional banks invited to offer service in financial inclusion push.

Market Abuse

Australian Equities Market Cleaner Since Rule Change

By Editors | 11/08/2016

Anomalous trading ahead of announcements declining, ASIC says.

KYC & CDD

India’s New Central KYC System Frustrates SEBI

By Editors | 11/08/2016

Government bodies creating duplicating, unsynchronised systems.

Market Abuse

ASIC Prompts Banks on Handling of Sensitive Information

By Editors | 10/08/2016

While most firms have adequate policies, implementation is inconsistent.

Market Abuse

Continuous Disclosure Tops ASIC’s Enforcement List

By Editors | 10/08/2016

33 percent of ASIC market integrity enforcements addressed listed firms’ disclosure burden.

Emerging Prudential Risks

APRA Finalises Conglomerate Groups Supervision Framework

By Editors | 10/08/2016

The eight conglomerate groups control approximately 80 percent of APRA-regulated institutions’ assets.