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Market Abuse
China to Strengthen Cross-Agency Collaboration on Capital Market Crime
By Editors | 24/09/2022
Regulatory, law enforcement and prosecutorial agencies will cooperate to “treat both the symptoms and the root causes” that contribute to capital market crime.
Fraud, Scams & Cybercrime
New York AG Files Fraud Charges Against Trump & Family
By Editors | 22/09/2022
The lawsuit says Trump falsified his net worth to obtain more favourable loan terms, cheaper insurance coverage, and tax benefits.
Fraud, Scams & Cybercrime
China: Another Senior Executive Probed for Chip Fund Fraud
By Editors | 22/09/2022
Another senior investment manager of Sino IC Capital is being probed for fraud involving China’s biggest investment fund for the chip sector.
Fraud, Scams & Cybercrime
Australia Court Orders Retrial of Banned Mayfair 101 Director
By Editors | 21/09/2022
ASIC put a “legally incorrect case” and the primary judge made orders “based on a legally correct case not put”, the court said.
Cryptocurrency
Binance Set to Secure Crypto Licence for the Philippines
By Editors | 21/09/2022
Binance is in late stage talks to buy a Philippine company that already has VASP and electronic money issuer licences.
Custody & Infrastructure
Nasdaq Establishes New Digital Assets Business
By Editors | 21/09/2022
The technology that underpins the digital asset ecosystem has the potential to transform markets over the long-term, says Nasdaq’s Adena Friedman.
Supervision & Enforcement
HK Police, FRC Sign MoU on Combatting Commercial Crime
By Editors | 21/09/2022
Collaboration is needed to protect the public interest and maintain financial market integrity, said FRC chairman Kelvin Wong.
Operational Risk
Citigroup Submits Plans to US Regulators to Address Deficiencies
By Sanday Chongo Kabange | 21/09/2022
Citigroup has about 30,000 people working on improvements and is hiring rival bankers and former auditors to beef up its risk and compliance teams.
Cryptocurrency
UK FCA Issues Warning Against Crypto Exchange FTX
By Editors | 20/09/2022
The FCA said FTX is targeting UK consumers without proper authorisation. FTX believes a scammer is impersonating the company.
Anti-Money Laundering
US Treasury Seeks Input on Illicit Finance Risks in Crypto
By Editors | 19/09/2022
The RFC calls for input on how to prevent crypto from being used for illicit finance, including through analytics tools and AML/CFT regulations.
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