Financial Crime

    Fraud, Scams & Cybercrime

    Chinese Police Arrest 234 Suspects for Henan Bank Fraud

    By Editors | 31/08/2022

    Authorities say they have made “significant progress” in recovering the stolen money and have also started repaying more victims of the fraud.

    Anti-Money Laundering

    AUSTRAC Orders AML Audit at The Perth Mint

    By Manesh Samtani | 31/08/2022

    Earlier reports suggest the audit could be related to Perth Mint’s previous relationship with Euro Pacific Bank, which was forced to close in Puerto Rico earlier this year.

    Fraud, Scams & Cybercrime

    HKMA Warns of Deposit Scams Being Used by Fraudsters

    By Editors | 30/08/2022

    Fraudsters claiming to be financial advisors are soliciting deposits in unknown foreign banks by promising high deposit rates.

    Conduct, Culture & Accountability

    UK Regulators Conclude Six-Year Probe Into HBOS Execs

    By Manesh Samtani | 30/08/2022

    No further action will be taken against former senior managers of HBOS, which collapsed in 2008 during the height of the 2008 global financial crisis.

    Fraud, Scams & Cybercrime

    Philippine Banks, Telecom Partner to Combat Cybercrime, Fraud

    By Editors | 30/08/2022

    BAP member banks and Globe Telecom will share data and intelligence to help counter cybercrime and fraud threats.

    Market Abuse

    Korean Regulators Start Short-selling Inspections at Foreign Firms

    By Editors | 30/08/2022

    The FSS has launched an inspection of Morgan Stanley’s short-selling practices. Similar inspections at BAML and Goldman Sachs will come next.

    Anti-Money Laundering

    Myanmar Warns Against Illegal Foreign Exchange Trading

    By Mark Johnston | 29/08/2022

    The central bank warned that serious action will be taken against online businesses that are found to be illegally buying and selling foreign currencies.

    Anti-Money Laundering

    Bangladesh Bank Intensifies Crackdown on Illegal FX Transactions

    By Mark Johnston | 29/08/2022

    Dozens of money changers are being investigated for money laundering. Several banks are accused of making “excessive” profits from dollar sales.

    Fraud, Scams & Cybercrime

    Addressing Fraud Risk Requires Multi-Pronged Approach – Report

    By Editors | 29/08/2022

    NICE Actimize and Regulation Asia have published a new white paper exploring the banking industry’s response to fraud and online scams in APAC.

    KYC & CDD

    HKMA Fines Commerzbank for CDD & PEP Screening Failures

    By Editors | 29/08/2022

    The HKMA found control lapses in onboarding due diligence as well as ineffective procedures for determining whether beneficial owners were PEPs.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.