Financial Crime

    Fraud, Scams & Cybercrime

    HK Police Arrest 38 Individuals for Covid Loan Fraud

    By Editors | 23/03/2022

    The individuals set up 53 shell companies and submitted false documents to banks to obtain loans under the government support scheme for Covid hit businesses.

    Anti-Money Laundering

    SG Police Charge Two for Disclosing Singpass Login Details

    By Editors | 23/03/2022

    The Singpass login details were used by scam syndicates to open new bank accounts to launder the proceeds of crime.

    Credit Risk

    RBI Issues New Guidelines on the Provision of Microfinance Loans

    By Ranamita Chakraborty | 23/03/2022

    The RBI is lifting the interest rate ceiling on microfinance loans, but says it will continue to check that lenders do not charge “usurious” rates.

    Structural Regulation

    BSEC Orders Bourses to Reshuffle Regulatory Affairs Divisions

    By Editors | 23/03/2022

    Stock exchange employees working in Regulatory Affairs departments for more than three years must transfer to other departments immediately.

    Conduct, Culture & Accountability

    ASIC Warns on Using ‘Influencers’ to Promote Financial Products

    By Sanday Chongo Kabange | 22/03/2022

    ASIC places responsibility firmly on AFS licensees to ensure that any influencers they use and the financial-related content they present complies with the law.

    KYC & CDD

    GLEIF Welcomes LEI System’s First India Validation Agent

    By Editors | 22/03/2022

    Rubix Data Sciences has become the first India-based Validation Agent within the Global LEI System, and the sixth globally.

    Cryptocurrency

    Australia Opens Consultation on Regulatory Regime for Crypto

    By Manesh Samtani | 22/03/2022

    The consultation proposes minimum standards of conduct, AML compliance obligations, and fit and proper requirements for directors and key persons.

    Conduct, Culture & Accountability

    IOSCO to Develop Regulatory Toolkit on Retail Investor Protection

    By Manesh Samtani | 21/03/2022

    IOSCO consultation asks whether certain gamification should be regulated or prohibited, and whether regulators should be monitoring crypto-asset trading by retail investors.

    PEPs & Sanctions

    Russia Promises to Contain Economic Fallout from Sanctions

    By Manesh Samtani | 21/03/2022

    Australia bans alumina exports to Russia. India is working on a rupee-ruble trade arrangement that would allow it to continue buying Russian energy.

    Trading & Investment

    State Street to Be Dismissed as Manager of HK Tracker Fund

    By Editors | 21/03/2022

    Hong Kong’s government commenced a review last year to assess State Street’s role as the manager of TraHK, the city’s largest and most-popular ETF.

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