Financial Crime

    Fraud, Scams & Cybercrime

    Australian Court Orders Super Trustee to Pay A$20m

    By Editors | 22/02/2022

    Aware Financial Services Australia charged over 25,000 customers over AUD 50 million in fees for financial services it did not provide.

    PEPs & Sanctions

    US, EU, UK, Japan Announce Sanctions Against Russia

    By Manesh Samtani | 22/02/2022

    Sanctions are being imposed against Russian state-owned banks, officials, oligarchs, and new debt issued by the central bank, sovereign wealth fund or government.

    PEPs & Sanctions

    US Imposes Sanctions Against ‘Breakaway’ Regions in Ukraine

    By Editors | 22/02/2022

    The sanctions come after Russian President Vladimir Putin signed a decree recognising two regions in eastern Ukraine as independent.

    KYC & CDD

    China: Regulators Suspend Implementation of New CDD Rules

    By Editors | 22/02/2022

    The new rules were meant to take effect on 1 March, but implementation has been suspended “due to technical reasons”.

    KYC & CDD

    AUSTRAC Proposes New Guidance on Performing SoF, SoW Checks

    By Editors | 22/02/2022

    The draft guidance explains source of funds and source of wealth checks, and when reporting entities should perform such checks using a risk-based approach.

    Anti-Money Laundering

    Philippine AMLC Asks FIs to Guard Against Digital Vote-Buying

    By Editors | 21/02/2022

    The advisory comes in anticipation of an influx of financial activities that usually occur during elections. The Philippines has a general election on 8 May.

    KYC & CDD

    Tax Justice Network: Measures to Address Complex Ownership

    By Manesh Samtani | 21/02/2022

    Countries should ‘name and shame’ companies with highly complex ownership structures and consider forcing ‘too complex to fail’ companies to simplify.

    Anti-Bribery & Corruption

    Korea’s KT Corp to Pay $6.3m for FCPA Violations

    By Editors | 21/02/2022

    KT Corp maintained slush funds for nearly a decade which were used by executives and employees to bribe Korean and Vietnamese officials.

    Anti-Money Laundering

    Suisse Secrets: Data Leak Reveals Criminals Clients at Swiss Bank

    By Manesh Samtani | 21/02/2022

    The data unearthed evidence that Credit Suisse accounts were used by clients involved in torture, drug trafficking, money laundering, corruption and other serious crimes.

    Anti-Money Laundering

    US DOJ Appoints First Director of National Crypto Enforcement Team

    By Editors | 20/02/2022

    The FBI has meanwhile created a new “Virtual Asset Exploitation Unit”, which will provide analysis, support, training and new tools to stay ahead of future crypto-related threats.

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