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Trading & Investment
Taiwan FSC Plans Relaxation of Share Issuance Rules
By Editors | 04/09/2021
Under a new mechanism, listed companies would be able to secure approval for multiple batches of share issuances at once without having to apply for each one individually.
Clearing & Post-Trade
RBI to Enable Settlement of G-secs through ICSDs
By Editors | 04/09/2021
The move will enhance access for non-resident investors and facilitate the inclusion of Indian G-secs in global bond indices.
Capital Adequacy
APRA Issues Response on Bank Data Disclosure Regime
By Sanday Chongo Kabange | 04/09/2021
APRA will disclose entity-level financial position and performance data on a quarterly basis in a new publication that will launch in Q1 2023.
Clearing & Post-Trade
ASX Consults on Tranche 3 Rule Changes for CHESS Replacement
By Editors | 04/09/2021
The changes relate to netting, settlement, reporting and other amendments. ASX plans to release the final rule changes 6 months before the April 2023 go-live.
Trading & Investment
SEBI Tweaks Guidelines for Exchanges on Market Maker Use
By Editors | 03/09/2021
A one-year validity period is introduced for any board approval to introduce a liquidity enhancement scheme for a security, and removes a cap on how long it can be used.
Structural Regulation
Deutsche Bank Reinstated as IPO Sponsor in Hong Kong
By Editors | 03/09/2021
The SFC has approved three new Deutsche Bank hires who can act as IPO sponsor principals, after its licence was suspended in July due to a staffing gap.
Payments & Settlements
RBA Asked to Require Banks to Provide Least-cost Routing Options
By Editors | 03/09/2021
Treasurer Josh Frydenberg has asked the RBA to consider mandating the issuance of dual-network debit cards for major and medium-sized banks.
Conduct, Culture & Accountability
ASIC Offer Guidance on New Complaints Handling Obligations
By Sanday Chongo Kabange | 03/09/2021
ASIC says more work is needed from superannuation trustees to comply with new internal dispute resolution standards that become enforceable in October.
Structural Regulation
BNP Paribas to Form Wealth Management Venture in China
By Editors | 03/09/2021
BNP Paribas Asset Management will reportedly hold a majority stake in the planned venture with AgBank’s wealth management subsidiary.
Trading & Investment
HKEX Identifies Compliance Deficiencies by Exchange Participants
By Sanday Chongo Kabange | 03/09/2021
In a new bulletin, HKEX offers guidance on compliance with LOP reporting, client margin and block trade order execution requirements.
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