ADVERTISEMENT
Trading & Investment
The Role of Technology in Managing Fragmentation in Markets
By Jennifer Keser | 19/07/2021
Technology is increasingly serving as a counterbalance to mitigate the impacts of regulatory-driven market fragmentation in APAC, writes Tradeweb’s Jennifer Keser.
Structural Regulation
ACCC Wary of Potential NAB Bid for Citigroup Unit
By Editors | 18/07/2021
NAB is in talks about a possible acquisition of Citigroup’s Australian retail banking business. The ACCC says it is paying close attention.
Tokenisation
SFC Issues Warning on Unregulated Virtual Asset Platforms
By Editors | 18/07/2021
Soon after the SFC’s statement, Binance announced that stock tokens will no longer be available for purchase on its website.
Data Privacy
China to Exempt Hong Kong IPOs from Cybersecurity Reviews
By Editors | 18/07/2021
Chinese officials have reportedly outlined an exemption from the requirement to undergo a cybersecurity review for companies destined for a Hong Kong IPO.
Trading & Investment
Korean Regulators Ramp Up Scrutiny of IPO Valuations
By Ranamita Chakraborty | 18/07/2021
Listing applicants in Korea have recently had to lower their IPO pricing to address FSS concerns over high valuations.
Trading & Investment
HKMA Publishes Criteria for PE Funds Seeking Tax Concession
By Editors | 18/07/2021
A fund should have operating expenditure incurred in Hong Kong for the provision of investment management services amounting to at least HK$2mn.
Trading & Investment
CFTC Set to Formally Adopt of ‘SOFR First’ Initiative
By Editors | 18/07/2021
SOFR First has four phases, starting with the adoption of SOFR instead of LIBOR as the default rate for USD linear swaps from 26 July 2021.
Trading & Investment
ESMA Outlines Disclosure Expectations for SPACs
By Sanday Chongo Kabange | 18/07/2021
The guidance is aimed at enhancing the comprehensibility and comparability of SPAC prospectuses and ensuring investors are adequately protected.
Structural Regulation
ASIC Proposes Additional Guidance on Litigation Funding
By Ranamita Chakraborty | 17/07/2021
ASIC proposes to grant relief from the equal treatment duty to enable the effective distribution of a resolution sum obtained in a class action.
Structural Regulation
CSRC Proposes New Rules for Subsidiaries of Futures Companies
By Editors | 17/07/2021
CNY 300 million in net capital will be required for a futures company to establish a subsidiary. The activities of overseas subsidiaries will be restricted.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.