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Trading & Investment
MAS Authorises Sandbox Graduate HGX as Market Operator
By Ranamita Chakraborty | 25/06/2021
The HGX member-driven private securities exchange formed out of an alliance between Fundnel, PhillipCapital, PrimePartners and Zilliqa.
Market Abuse
SFC Probes CLSA Over CEFC Energy Bond Deal
By Sanday Chongo Kabange | 25/06/2021
A former CLSA managing director has accused CLSA of “blatant” misbehaviour as bond underwriter for the now-defunct CEFC Energy.
Structural Regulation
FCA Consults on Intention to Compel Publication of Synthetic LIBOR
By Editors | 25/06/2021
The FCA intends to compel publication of synthetic versions of GBP and JPY LIBOR, using forward-looking term version of RFRs.
Clearing & Post-Trade
HKMA, SFC Finalise Latest Changes to FSP List
By Editors | 25/06/2021
A unit of Toronto-Dominion Bank will be included on the FSP list. An entity that has merged with Deutsche Bank will be removed.
Trading & Investment
China Launches Crude Oil, Palm Oil Options Contracts
By Sanday Chongo Kabange | 25/06/2021
The new contracts are the first options contracts to launch in China that are accessible to foreign investors.
Conduct, Culture & Accountability
SGX RegCo Set to Expand Enforcement Powers
By Manesh Samtani | 25/06/2021
From 1 August, SGX RegCo will be able to issue public reprimands, require issuers to comply with specified conditions, and demand director resignations.
Conduct, Culture & Accountability
SFC Fines Deutsche Securities Asia Over Prime Brokerage Statements
By Editors | 25/06/2021
A system design caused a failure to distinguish between ex-entitlement dates and settlement dates of bonus share events in periodic statements.
Credit Risk
Australian Regulators Flag Concerns Over Household Debt Risks
By Ranamita Chakraborty | 24/06/2021
APRA has written to large banks seeking assurances that lending standards are being maintained to prevent a buildup of risk in housing loan portfolios.
Trading & Investment
Citadel Securities Offers Best Practices to Address Exchange Outages
By Manesh Samtani | 24/06/2021
Common issues that have compounded the impact of recent outages continue to be largely overlooked by some exchanges.
Trading & Investment
SEC Thailand Revises Guidelines on Depositary Receipts
By Sanday Chongo Kabange | 24/06/2021
The revisions seek to facilitate the introduction of more depositary receipt products in the Thai capital market.
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