Markets & Infrastructure

    Structural Regulation

    FSB, IOSCO Issue Statements in Support of Smooth LIBOR Transition

    By Editors | 02/06/2021

    The FSB warns against waiting for the development of forward-looking term RFRs. IOSCO urges market participants to stop issuing new LIBOR products.

    Conduct, Culture & Accountability

    RBI Penalises HDFC Over Sale of Non-financial Products

    By Editors | 02/06/2021

    HDFC violated rules that prohibit banks from entering into any business unrelated to financial services.

    Market Data & Technology

    IHS Markit Starts Publishing New Credit-sensitive Rates

    By Editors | 02/06/2021

    The new rates are aimed at helping to facilitate the transition away from LIBOR for firms that want a term rate with credit sensitivity.

    Structural Regulation

    Japan Considers Allowing SPAC Listings – Report

    By Editors | 02/06/2021

    Japan may allow SPAC listings on its markets as part of its growth strategy as early as next year.

    Structural Regulation

    Australia Considers Additional Rules for Litigation Funders

    By Ranamita Chakraborty | 02/06/2021

    The government will consider capping fees and the introduction of a minimum rate of return for class action members.

    Trading & Investment

    PBOC Issues Guidance on USD Loans Ahead of LIBOR Cessation

    By Manesh Samtani | 02/06/2021

    Guidance was issued on the terms that should be included in new and old contracts referencing USD LIBOR as well as in new contracts referencing SOFR.

    Conduct, Culture & Accountability

    CBIRC Issues Final Rules on Evaluating Bank Director Performance

    By Sanday Chongo Kabange | 02/06/2021

    The new rules, effective 1 July, will strengthen and standardise performance evaluations of directors and supervisors of banks and insurers, the CBIRC said.

    Structural Regulation

    CSRC Implements ‘Whitelist’ System for Securities Sector

    By Editors | 02/06/2021

    The 29 firms that have entered the “white list” will receive lower levels of supervisory scrutiny and be allowed greater flexibility in their business processes.

    Trading & Investment

    Hong Kong, Shanghai Announce First ETF Cross-Listings

    By Editors | 02/06/2021

    The ETF cross-listing mechanism provides Chinese investors another avenue to access the Hong Kong market besides Stock Connect.

    Market Abuse

    ASIC Outlines Expectations on Activist Short Selling

    By Manesh Samtani | 02/06/2021

    Activist short selling can have a positive impact on market integrity, however it can also unduly distort the price of a target entity’s securities, ASIC says.

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