Markets & Infrastructure

    Fraud, Scams & Cybercrime

    ASIC Files Federal Court Suit Against AMP Companies

    By Editors | 30/05/2021

    ASIC has taken court action against AMP for charging deceased customers insurance premiums and advice fees. AMP has already remediated the impacted customers.

    Structural Regulation

    CBIRC Finalises Rules on the Sale of Wealth Management Products

    By Manesh Samtani | 30/05/2021

    The rules take effect from 27 June, with a new six-month transition period before full compliance is required.

    Credit Risk

    S. Korea: Internet Banks to Boost Low Credit Score Lending

    By Ranamita Chakraborty | 30/05/2021

    Internet-only banks will expand lending to mid to low credit borrowers to at least 30 percent of total lending by end-2023.

    Conduct, Culture & Accountability

    ASIC Files Criminal Charges Against ME Bank

    By Editors | 29/05/2021

    ME bank made “false or misleading” representations in home loan customer communications and failed to give timely notice of changes to the loan terms.

    Conduct, Culture & Accountability

    FSC Korea Provides No-Action Relief on Consumer Protection Law

    By Editors | 29/05/2021

    Action will not be taken against violations of regulations introduced or strengthened by the new Financial Consumer Protection Act until 24 September.

    Trading & Investment

    CBIRC Directs Banks to Stop Selling Commodities Futures – Report

    By Sanday Chongo Kabange | 28/05/2021

    The CBIRC has asked banks to completely unwind their books for commodities-linked products and stop selling them to individual investors.

    Credit Risk

    Ant Group Suspends ABS Products Amid Regulatory Pressure

    By Sanday Chongo Kabange | 28/05/2021

    The suspended asset-backed securities are backed by online loans sold on Ant Group’s online lending platforms, Huabei and Jiebei.

    Trading & Investment

    Westpac Becomes First Aussie Major to Issue SOFR Debt

    By Editors | 28/05/2021

    The bond issuance included a $300mn floating-rate bond tranche maturing in five years that was priced at a 52 basis point spread over SOFR.

    Conduct, Culture & Accountability

    LIBOR Transition in Cash Markets Remains Slow: ASIC

    By Manesh Samtani | 28/05/2021

    Only 14 percent of post-cessation date loans have robust fallbacks in place, said ASIC’s Nathan Bourne at a Bloomberg-ICMA webinar.

    Structural Regulation

    FIA Seeks Additional Clarity on China’s “Historic” Futures Law

    By Manesh Samtani | 27/05/2021

    FIA is requesting additional clarity on settlement finality and proposing that the protections in the new futures law be further expanded.

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