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Conduct, Culture & Accountability
NH Investment Asked to Fully Compensate Optimus Investors
By Editors | 08/04/2021
An FSS arbitration panel has advised NH Investment to pay full compensation to two investors for failing to properly explain the risks of Optimus funds.
Market Abuse
US Court Dismisses Collusion Case Against 10 Global Banks
By Sanday Chongo Kabange | 08/04/2021
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
Structural Regulation
KRX Seeks Introduction of Dual-Class Share System
By Sanday Chongo Kabange | 08/04/2021
A dual-class share system would help more unicorns to consider listing in the local market, KRX chairman Sohn Byung-doo says.
Trading & Investment
Exchanges Seek Better Calibration of Circuit Breakers: WFE
By Editors | 08/04/2021
Eleven exchanges recalibrated their circuit breakers during the pandemic or as a consequence of it, according to a new WFE paper.
Structural Regulation
G20 to Seek Consensus on Global Minimum Corporate Tax Rate
By Manesh Samtani | 08/04/2021
Janet Yellen is calling for a global minimum corporate tax rate. France, Germany, Japan and the European Commission are backing the proposal.
Conduct, Culture & Accountability
APRA Approves Westpac Plan to Strengthen Risk Governance
By Editors | 07/04/2021
The integrated plan outlines a comprehensive program of work to enhance Westpac’s risk culture and risk governance.
Reporting & Disclosures
Japan FSA Issues Proposal to Revise Corporate Governance Code
By Manesh Samtani | 07/04/2021
The changes will improve board independence, promote board diversity, and enhance climate-related and ESG disclosures by top-tier listed companies.
Trading & Investment
SORA Property Loans Provide Interest Rate Stability: UOB
By Editors | 07/04/2021
Borrowers say the certainty, transparency and stability are key factors affecting their willingness to choose SORA-based loan products.
CBDCs
BNM to Explore Benefits of CBDC Issuance Through PoCs
By Sanday Chongo Kabange | 07/04/2021
BNM does not have any immediate plans to issue a CBDC but will actively assess the potential value proposition of digital currencies.
Cybersecurity
RBI Orders MobiKwik to Investigate Alleged Data Breach
By Ranamita Chakraborty | 07/04/2021
The RBI has asked the payments provider Mobikwik to carry out an immediate forensic audit following allegations of a data breach.
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