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Supervision & Enforcement
ASIC Sues Three Firms For Illicitly Offering FX Margin Trading
By Sanday Chongo Kabange | 15/12/2020
ASIC alleges Union Standard provided trading in margin FX products to clients in China in circumstances where it was illegal for Chinese residents to deal or trade in those products.
KYC & CDD
Regulation Asia Awards for Excellence 2020 – Results Announcement
By Editors | 15/12/2020
Regulation Asia held its third annual Awards ceremony on 15 December 2020 to recognise those in the industry that have helped address changing regulatory requirements in Asia Pacific over the past year.
Structural Regulation
ComplianceAsia Wins Compliance Service Provider of the Year
By Editors | 15/12/2020
ComplianceAsia advises firms on licensing matters, provides training for compliance staff, and helps clients enhance governance, internal controls, and risk management.
Reporting & Disclosures
SGX Wins Exchange of the Year in Regulation Asia Awards
By Editors | 15/12/2020
SGX has this year been boosting awareness of ESG and sustainability issues, deploying innovative solutions to combat market abuse, and helping firms to mitigate Covid-19 disruptions.
Clearing & Post-Trade
DTCC Wins Market Infrastructure of the Year in Regulation Asia Awards
By Editors | 15/12/2020
DTCC’s global trade repository service is used by over 80 percent of the largest 100 banks as well as many corporates and asset managers to fulfill their reporting obligations.
Clearing & Post-Trade
SmartStream Wins Best Solution in Corporate Actions & Reporting
By Editors | 15/12/2020
Smartstream provides a highly flexible solution which helps financial institutions to dramatically improve their corporate actions lifecycle management processes and reduce cost.
Market Data & Technology
ICE Data Services Wins Best Solution in Reference Data Management
By Editors | 15/12/2020
ICE Data Services provides reference data covering over 33 million financial instruments across over 210 markets, in addition to corporate actions, business entity and exchange traded derivatives reference data.
Clearing & Post-Trade
IHS Markit Wins Best Solution in Trade Reporting
By Editors | 15/12/2020
IHS Markit helps firms meet global trade reporting requirements, while also supporting LIBOR transition and providing access to accurate and timely corporate actions data.
Market Risk
TriOptima Wins Best Solution in Initial Margin Compliance
By Editors | 15/12/2020
TriOptima offers comprehensive solutions providing full support for all aspects of initial margin compliance for financial institutions of any size or class.
Market Data & Technology
Bloomberg Wins Regulation Asia’s Best Solution in LIBOR Transition Management
By Editors | 15/12/2020
Bloomberg delivers a comprehensive suite of solutions to support IBOR transition, including scenario analysis to determine the impact of the transition on portfolios.
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