Markets & Infrastructure

    Structural Regulation

    The AIFMD Review: Potential Impacts for Asia Pacific

    By Arthur Carabia | 10/11/2020

    While some of the proposals could be harmful to market participants, the review presents an opportunity to clarify certain elements of AIFMD, says ICMA’s Arthur Carabia.

    Trading & Investment

    Thailand Makes Stock Trading Fees Tax-deductible Until Year-End

    By Editors | 10/11/2020

    The SEC has notified investors that they can use securities and futures trading fees for tax deductions under a new government scheme.

    Supervision & Enforcement

    SFC Fines Credit Suisse Securities Over Market Making Errors

    By Editors | 09/11/2020

    Credit Suisse Securities submitted 17,000 erroneous market making quotes to the market in 8 minutes due to a logic error in its symbol mapping programme.

    Trading & Investment

    TAIFEX to Expand Offshore Index Futures Suite with FTSE 100 Futures

    By Editors | 09/11/2020

    TAIFEX already offers Dow Jones, S&P 500 and Nasdaq-100 index futures. FTSE 100 Futures will further enhance its ability to cater to offshore investors.

    Trading & Investment

    SGX to Launch New Derivatives, Expand CME Clearing Relationship

    By Manesh Samtani | 09/11/2020

    SGX is launching five new equity futures contracts based on FTSE Russell indices. Two of the contracts will be available under SGX’s mutual offset system with CME Group.

    Payments & Settlements

    SGX Enables SingPass Authentication for CDP Transactions

    By Editors | 09/11/2020

    The introduction of SingPass offers CDP customers better convenience and security when they transact online, and forms part of SGX’s ‘CDP Goes Digital’ initiative.

    Trading & Investment

    SEBI Introduces ‘Flexi Cap’ Category for Mutual Funds

    By Editors | 09/11/2020

    The new ‘Flexi Cap Fund’ category allows fund managers to dynamically change their allocations across small, mid and large-cap stocks.

    Market Data & Technology

    HKMA Invites Tenders to Implement LIBOR Transition for Exchange Fund

    By Editors | 09/11/2020

    Interested parties should arrange project staff members who are familiar with or experienced in the Calypso system and LIBOR transition.

    Trading & Investment

    SEBI Doubles Overseas Investment Limit for Mutual Funds

    By Editors | 09/11/2020

    SEBI says mutual funds can now invest up to $600mn overseas, up from $300mn previously, subject to a $7bn overall industry limit.

    Structural Regulation

    FMA Finalises Standard Conditions for Full Financial Advice Licence

    By Editors | 08/11/2020

    All financial advice providers will have to meet the standard conditions to obtain a full licence when the new advice regime takes effect on 15 March 2021.

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