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Structural Regulation
SEBI Tightens Capital and Operational Norms for Merchant Bankers
By Nithya Subramanian | 05/01/2026
SEBI has set higher capital and liquid net worth requirements, capped underwriting exposure, and tightened disclosure norms for merchant bankers.

Cryptocurrency
Korea Exchange Pushes Market Upgrade, Prepares for Crypto ETFs
By Editors | 05/01/2026
KRX is boosting market surveillance and planning new products, including crypto ETFs, pending regulatory approval.

Trading & Investment
China Finalises New Rules on Fund Fees to Spur Long-Term Holding
By Mark Johnston | 05/01/2026
New rules effective 2026 cap subscription and service fees, standardise redemption charges and limit incentives for sales agencies.

Trading & Investment
Hong Kong Pushes Deeper Finance-tech Integration to Lure Mainland IPOs
By Editors | 05/01/2026
Financial Secretary Paul Chan outlines strategy to leverage capital market reforms and innovation hubs to attract frontier technology firms.

KYC & CDD
India Eases Director KYC Rules, Amends Corporate Framework
By Sanday Chongo Kabange | 02/01/2026
The MCA has overhauled key rules, including a three-year cycle for director KYC and higher thresholds for small companies.

Conduct, Culture & Accountability
India Mandates Stricter Vigilance Reporting for State Bank Directors
By Editors | 02/01/2026
The finance ministry's directive follows repeated lapses in disclosing adverse information on board-level executives at public sector financial institutions.

Trading & Investment
Korea to Make Underwriters More Accountable for IPO Forecast Accuracy
By Sanday Chongo Kabange | 02/01/2026
The new rules come after a review found nearly 80 percent of firms missed earnings projections made during their IPO process, prompting a push for greater accountability.

Trading & Investment
Nine Firms Seek Licences as Vietnam Advances Gold Market Reforms
By Editors | 02/01/2026
The central bank is reviewing applications from banks and other businesses while also studying plans for a national gold exchange.

Anti-Money Laundering
Vietnam Revises Penalties Framework for Securities Rule Violations
By Sanday Chongo Kabange | 02/01/2026
New rules introduce significantly higher penalties for private placement, information disclosure, and AML violations to enhance market integrity.

Trading & Investment
Beijing Stock Exchange Consults on New Private Placement Rules for Bonds
By Sanday Chongo Kabange | 02/01/2026
The BSE has released draft rules for non-publicly offered corporate bonds, detailing listing, disclosure, and robust investor protection mechanisms.
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