Markets & Infrastructure

    Structural Regulation

    SEBI Tightens Capital and Operational Norms for Merchant Bankers

    By Nithya Subramanian | 05/01/2026

    SEBI has set higher capital and liquid net worth requirements, capped underwriting exposure, and tightened disclosure norms for merchant bankers.

    Cryptocurrency

    Korea Exchange Pushes Market Upgrade, Prepares for Crypto ETFs

    By Editors | 05/01/2026

    KRX is boosting market surveillance and planning new products, including crypto ETFs, pending regulatory approval.

    Trading & Investment

    China Finalises New Rules on Fund Fees to Spur Long-Term Holding

    By Mark Johnston | 05/01/2026

    New rules effective 2026 cap subscription and service fees, standardise redemption charges and limit incentives for sales agencies.

    Trading & Investment

    Hong Kong Pushes Deeper Finance-tech Integration to Lure Mainland IPOs

    By Editors | 05/01/2026

    Financial Secretary Paul Chan outlines strategy to leverage capital market reforms and innovation hubs to attract frontier technology firms.

    KYC & CDD

    India Eases Director KYC Rules, Amends Corporate Framework

    By Sanday Chongo Kabange | 02/01/2026

    The MCA has overhauled key rules, including a three-year cycle for director KYC and higher thresholds for small companies.

    Conduct, Culture & Accountability

    India Mandates Stricter Vigilance Reporting for State Bank Directors

    By Editors | 02/01/2026

    The finance ministry's directive follows repeated lapses in disclosing adverse information on board-level executives at public sector financial institutions.

    Trading & Investment

    Korea to Make Underwriters More Accountable for IPO Forecast Accuracy

    By Sanday Chongo Kabange | 02/01/2026

    The new rules come after a review found nearly 80 percent of firms missed earnings projections made during their IPO process, prompting a push for greater accountability.

    Trading & Investment

    Nine Firms Seek Licences as Vietnam Advances Gold Market Reforms

    By Editors | 02/01/2026

    The central bank is reviewing applications from banks and other businesses while also studying plans for a national gold exchange.

    Anti-Money Laundering

    Vietnam Revises Penalties Framework for Securities Rule Violations

    By Sanday Chongo Kabange | 02/01/2026

    New rules introduce significantly higher penalties for private placement, information disclosure, and AML violations to enhance market integrity.

    Trading & Investment

    Beijing Stock Exchange Consults on New Private Placement Rules for Bonds

    By Sanday Chongo Kabange | 02/01/2026

    The BSE has released draft rules for non-publicly offered corporate bonds, detailing listing, disclosure, and robust investor protection mechanisms.

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