Markets & Infrastructure

    Structural Regulation

    SFC, Competition Commission Agree to Cooperate, Share Information

    By Editors | 28/04/2020

    The SFC and the Competition Commission can consult each other on issues with significant implications for the other and share information where appropriate.

    Fraud, Scams & Cybercrime

    CSRC Vows Cross-border Cooperation in Luckin Fraud Case

    By Editors | 28/04/2020

    The CSRC has been communicating with US regulators, looking to deepen cross-border cooperation to combat misconduct and fraud and to protect investors.

    Structural Regulation

    Shenzhen’s ChiNext Moves Closer to Market-based IPO System

    By Editors | 28/04/2020

    The new registration-based IPO system will simplify the months or years companies typically have to wait before listing their shares.

    Trading & Investment

    Malaysia Extends Short Selling Ban by Two Months

    By Editors | 28/04/2020

    The short-selling suspension will now last until 30 June 2020, to ensure to manage risks and mitigate any excessive speculative activities.

    Trading & Investment

    SEBI Defers Margin Framework, Halves Broker Turnover Fees

    By Editors | 28/04/2020

    In addition, the filing fees on offer documents for public issues, rights issue and share buybacks have been reduced by 50 percent.

    Trading & Investment

    Bursa Malaysia Issuers to Offer Electronic Options to Shareholders

    By Editors | 27/04/2020

    Listed issuers will be required to offer shareholders electronic options to subscribe for rights shares, exercise convertible securities and participate in dividend reinvestment schemes.

    Trading & Investment

    Taiwan: FSC Orders Review of Futures Brokers’ Trading Systems

    By Editors | 27/04/2020

    Investors complained they lost money due to an inability to place orders last week when crude oil dipped into negative prices.

    Structural Regulation

    ACCC Finds Transparency, Competition Issues in Mortgage Market

    By Editors | 27/04/2020

    The time taken to pass on announced interest rate reductions to customers varied across the big four banks, with revenue being a key motivator. CBA consistently had the longest lag period.

    Emerging Prudential Risks

    S. Korea Finalises Risk Management Rules for Private Equity Funds

    By Editors | 27/04/2020

    Private equity funds will have to undergo regular audits, adopt new valuation guidelines, conduct regular liquidity stress tests, and cap leverage at 400% of assets, among other measures.

    Trading & Investment

    CSRC Approves DCE Launch of Hog Futures Product

    By Editors | 27/04/2020

    China is home to about half of the world’s pigs and produces around 50 million tonnes of pork a year.

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