Markets & Infrastructure

    Conduct, Culture & Accountability

    UPDATED – Japan Post Vows to Compensate Customers for Mis-sold Insurance

    By Editors | 11/07/2019

    Some 93,000 cases were found where customers were left uninsured due to inappropriate sales tactics, paid double premiums, or were denied coverage for paid up insurance policies.

    Conduct, Culture & Accountability

    ANZ Agrees to Settle 2010 Fees-Related Class Action for A$1.5m

    By Editors | 11/07/2019

    Under the proposed settlement, which is subject to Federal Court approval, ANZ customers who were charged a fee for failing to make scheduled payments between two of their accounts will be able to claim refunds.

    Trading & Investment

    RBI Proposes to Extend Trading Hours for Forex, Money Market

    By Editors | 11/07/2019

    An RBI working group has proposed extending onshore FX trading from 5pm to 9pm, in a bid to recapture liquidity lost to offshore markets in recent years.

    Structural Regulation

    SGX RegCo Announces Changes to Voluntary Delisting Rules

    By Editors | 11/07/2019

    The new rules require exit offers in conjunction with voluntary delistings to be both “reasonable” and “fair”, and exclude the offeror and concert parties from the shareholder vote.

    Trading & Investment

    China Introduces Trading Alerts for Interbank Repo Rates

    By Editors | 11/07/2019

    The move follows the PBOC’s suspension of traders earlier this week for “abnormal” trades which put the overnight repo rate far below normal market rates.

    Supervision & Enforcement

    SFC Fines Celestial Commodities for Mishandling Client Money

    By Editors | 10/07/2019

    Celestial Commodities Limited may have been using client money to pay commission rebates for up to 20 years for the sake of operational convenience.

    Structural Regulation

    FSC Korea to Resume Accepting Internet-Only Bank Applications

    By Editors | 10/07/2019

    The FSC will once again start receiving applications for new internet-only banks in October, with a view to granting one or more new licences by year-end.

    Alternative Markets

    Philippines SEC Approves Crowdfunding Rules

    By Editors | 10/07/2019

    The Philippines SEC has issued rules governing the operation and use of equity- and lending-based crowdfunding to help smaller firms access financing.

    Conduct, Culture & Accountability

    ASIC to Target Short Term Credit Industry With New Powers

    By Editors | 10/07/2019

    Queensland-based Cigno and its associate, Gold-Silver Standard Finance, are the focus of ASIC’s proposed first use of its new product intervention power.

    Cryptocurrency

    Singapore Proposes GST Exemption for Digital Token Payments

    By Editors | 09/07/2019

    Transactions involving digital tokens or cryptocurrencies that function or are intended to function as a medium of exchange will be exempt from GST.

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