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Trading & Investment
Seven Funds Get CSRC Approval for Shanghai Sci-Tech Board
By Editors | 23/04/2019
The first seven funds have been approved by the CSRC to invest in stocks on Shanghai’s new science and technology innovation board.
Structural Regulation
Korean FIs Should Strengthen Ties with ASEAN Countries – FSS
By Editors | 22/04/2019
FSS first senior deputy governor Yoo Kwang-yeol in a closed door meeting told Korean financial institutions with units in Southeast Asian countries to offer more localised financial services.
Trading & Investment
DSE Proposes Measures to Develop Bangladesh Capital Market
By Editors | 22/04/2019
After a major decline in market cap since last year, Dhaka Stock Exchange has submitted proposals to the regulator to help stimulate the market.
Trading & Investment
China to Amend Securities Law This Year
By Editors | 22/04/2019
China plans to amend its securities law within this year, with an aim to strengthening investor protection and enforcement against violators.
Trading & Investment
China Further Loosens Restrictions on Index Futures Trading
By Editors | 22/04/2019
Margin requirements, intraday volume restrictions and transaction fees have all been reduced, according to a statement from the CFFEX.
Structural Regulation
ISDA, FIA Respond to Singapore, Australia BMR Equivalence
By Manesh Samtani | 19/04/2019
The associations say a preferred approach would be to recognise Singapore’s and Australia’s regimes as a whole rather than the current benchmark-by-benchmark approach.
Market Abuse
SFC Fines Hedge Fund Manager for Naked Short Selling
By Editors | 19/04/2019
Nine Masts Capital sold shares in Yuzhou Properties in May 2015 before a share placement was complete, based on verbal confirmation of its allotment.
Conduct, Culture & Accountability
Korea FSC to Use Technology to Deter Misleading Marketing
By Editors | 19/04/2019
The FSC wants to ensure consumers are protected as financial services become more accessible through digital platforms through the introduction of open banking.
Trading & Investment
TWSE to Monitor ETFs, ETNs for Pricing Discrepancies
By Editors | 19/04/2019
The TWSE will issue public notifications, based on comparisons of ETF and ETN price movements with the values of their underlying securities.
Conduct, Culture & Accountability
NAB Provisions Extra A$750mn for Customer Refunds
By Editors | 19/04/2019
The additional provisions reflect expected payouts for NAB’s employed advisers, and the costs to review advice provided by its self-employed adviser network.
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