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Trading & Investment
ASEAN Liberalises Cross-border Funds Framework
By Garima Chitkara | 28/02/2018
ASEAN CIS framework revised to open greater fund participation between Malaysia, Singapore and Thailand.
Fraud, Scams & Cybercrime
RBI Mandates Integration of SWIFT in Core Banking Software
By Manesh Samtani | 26/02/2018
Punjab National Bank says $1.8bn fraud went undetected because staff failed to enter SWIFT instructions in core banking software.
Structural Regulation
China Stalls Launch of Registration Based IPO System
By Editors | 26/02/2018
Initially set for implementation this week, the market-oriented approach to listings will be pushed forward two years.
Alternative Markets
India to Tighten Rules for Alternative Investment Funds
By Garima Chitkara | 26/02/2018
SEBI to increase focus on source and use of funds going through the alternative investment fund framework.
Clearing & Post-Trade
CFTC Extends Shanghai Clearing House No-Action Relief
By Editors | 26/02/2018
Shanghai Clearing House is permitted to clear certain swaps subject to mandatory clearing in China for the proprietary trades of its clearing members that are US persons.
Supervision & Enforcement
Indian Court Urges End to Auditor ‘Self Regulation’
By Editors | 26/02/2018
Supreme Court says auditors lack adequate oversight, have breached central bank and foreign direct investment rules and Chartered Accountants Act.
Conduct, Culture & Accountability
New Zealand Opens Up Robo-Advisory Market
By Manesh Samtani | 26/02/2018
Applicants will need to demonstrate capability and competency to provide robo-advice while ensuring consumer protection.
Conduct, Culture & Accountability
Malaysia Eyes Senior Managers Regime
By Samuel Riding | 25/02/2018
BNM proposals resemble Hong Kong’s MiC regime in setting out key responsibilities and requiring appointment and naming of responsible individuals.
Trading & Investment
China Stops Publishing Volatility Index Data
By Editors | 24/02/2018
The move was designed to curb options market activity and discourage speculation amid recent volatility, says Bloomberg.
Trading & Investment
IOSCO Issues Guidance on Conflicts of Interest in Equity Offerings
By Editors | 24/02/2018
Recommendations developed by group of regulators including ASIC, Hong Kong’s SFC and Japan’s FSA.
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