Markets & Infrastructure

Structural Regulation

IOSCO – Sri Lanka Regulator Urgently Needs Independence

By Editors | 03/07/2017

Report also finds outdated legislative, regulatory framework; says several sectors ‘largely unregulated’.

Cloud & Infrastructure

Fintech Innovation vs. Regulation

By Peter Guy | 03/07/2017

Hong Kong needs to beware as Australia and Singapore regulators issue game-changing initiatives.

Conduct, Culture & Accountability

GRC – The Path to Managing Regulatory Change Intelligently

By Derek McGibney | 29/06/2017

Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.

Supervision & Enforcement

Australia Eyes Stronger Powers for ASIC

By Editors | 29/06/2017

The Australian Treasury issued a trio of proposals to enhance the enforcement powers of ASIC.

Cloud & Infrastructure

Fintech in APAC – The Virtuous Circle

By Samuel Riding | 28/06/2017

How regulatory and financial institutions are bringing the fintech ecosystem together.

Clearing & Post-Trade

CPMI-IOSCO Open CCP Stress Testing Consultation

By Editors | 27/06/2017

Paper follows research on financial stability risks, FSB consultation on CCP resolution.

Market Abuse

HK SFC to Review Short-selling Rules

By Editors | 27/06/2017

Top financial services and treasury official says eyeing market activity, global regulatory developments.

Structural Regulation

HKEX’s New Board a High-stakes, Regulatory Gamble

By Peter Guy | 26/06/2017

Defying critics, proposed board includes platforms for dual class shares and tech start-ups.

Structural Regulation

Korea Proposes to Make Agencies Liable for ‘Defective Ratings’

By Editors | 26/06/2017

Korea’s FSC (financial Supervisory Commission) proposed to make rating agencies liable for damages if they produce “defective ratings” on listed […]