Markets & Infrastructure

    Structural Regulation

    ASIC Industry Funding Model Bill in Parliament

    By Editors | 31/03/2017

    New model will increase transparency, making industry more accountable and ASIC a stronger regulator.

    Clearing & Post-Trade

    Where Now for OTC Derivatives in Asia?

    By Samuel Riding | 29/03/2017

    Asian institutions have a window of opportunity before global rules take hold, according to panellists at Regulation Asia’s OTC Derivatives Summit Asia 2017.

    Trading & Investment

    ASIFMA Maps China Capital Markets Reform

    By Samuel Riding | 28/03/2017

    Association calls for more open regulatory consultations to include foreign participants.

    Trading & Investment

    Philippines’ 1st DDS to List Next Month

    By Samuel Riding | 28/03/2017

    Two firms confirmed as eligible brokers; BDO Unibank the designated settlement bank.

    Trading & Investment

    How Regulatory Repackaging Could Revive Active Fund Managers

    By Peter Guy | 27/03/2017

    A new ruling in the US could reverse the torrent of money moving from active to passive funds.

    Conduct, Culture & Accountability

    Merrill Lynch Units’ $1.9mn Fine Could Have Been Much Larger – HK SFC

    By Samuel Riding | 27/03/2017

    One unit advised on futures contracts for more than 10 years without the required license.

    Emerging Prudential Risks

    Asia Set to Withstand Regulatory Uncertainty – IMF

    By Samuel Riding | 23/03/2017

    Regional representative Geoffrey Heenan addresses potential ‘balkanisation’ in regulatory reform.

    Liquidity Risk

    Philippines to Ink 2 ABIF Agreements Next Month

    By Samuel Riding | 23/03/2017

    Outside regional framework, six banks are negotiating individual deals to set up operations.

    Payments & Settlements

    SGX Accepts Order to Improve Resilience

    By Samuel Riding | 22/03/2017

    Exchange needs to improve six measures over the next 24 months, will contribute costs.

    Clearing & Post-Trade

    HKEX Subsidiary Launches OTC Client Clearing

    By Samuel Riding | 22/03/2017

    OTC Clear can also accept some types of non-cash collateral.

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