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Structural Regulation
ASIC Industry Funding Model Bill in Parliament
By Editors | 31/03/2017
New model will increase transparency, making industry more accountable and ASIC a stronger regulator.
Clearing & Post-Trade
Where Now for OTC Derivatives in Asia?
By Samuel Riding | 29/03/2017
Asian institutions have a window of opportunity before global rules take hold, according to panellists at Regulation Asia’s OTC Derivatives Summit Asia 2017.
Trading & Investment
ASIFMA Maps China Capital Markets Reform
By Samuel Riding | 28/03/2017
Association calls for more open regulatory consultations to include foreign participants.
Trading & Investment
Philippines’ 1st DDS to List Next Month
By Samuel Riding | 28/03/2017
Two firms confirmed as eligible brokers; BDO Unibank the designated settlement bank.
Trading & Investment
How Regulatory Repackaging Could Revive Active Fund Managers
By Peter Guy | 27/03/2017
A new ruling in the US could reverse the torrent of money moving from active to passive funds.
Conduct, Culture & Accountability
Merrill Lynch Units’ $1.9mn Fine Could Have Been Much Larger – HK SFC
By Samuel Riding | 27/03/2017
One unit advised on futures contracts for more than 10 years without the required license.
Emerging Prudential Risks
Asia Set to Withstand Regulatory Uncertainty – IMF
By Samuel Riding | 23/03/2017
Regional representative Geoffrey Heenan addresses potential ‘balkanisation’ in regulatory reform.
Liquidity Risk
Philippines to Ink 2 ABIF Agreements Next Month
By Samuel Riding | 23/03/2017
Outside regional framework, six banks are negotiating individual deals to set up operations.
Payments & Settlements
SGX Accepts Order to Improve Resilience
By Samuel Riding | 22/03/2017
Exchange needs to improve six measures over the next 24 months, will contribute costs.
Clearing & Post-Trade
HKEX Subsidiary Launches OTC Client Clearing
By Samuel Riding | 22/03/2017
OTC Clear can also accept some types of non-cash collateral.
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