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Trading & Investment
IOSCO Issues CIS Fees Guidance
By Samuel Riding | 29/08/2016
Report suggests best practice based on review conducted in 2015.
Clearing & Post-Trade
Half of FSB Members Have Not Set VM Requirements
By Samuel Riding | 29/08/2016
Financial Stability Board calls for urgent steps to be taken to implement reforms.
Structural Regulation
Thailand to Enhance Securities Account Custody Rules
By Samuel Riding | 28/08/2016
Revisions would allow intermediaries to place client assets in more product types.
Trading & Investment
Foreign Portfolio Investment in Vietnam Hits Record High
By Samuel Riding | 26/08/2016
Stock exchange market cap of $71.3bn represents 38% of GDP, a 6-year high.
Trading & Investment
Indonesia to Allow CP, NCDs
By Samuel Riding | 26/08/2016
Central bank aims to encourage lenders to free up capital; avoid adding to $24.28bn in liquidity already parked with it by lenders.
Supervision & Enforcement
India, Abu Dhabi Regulators Ink Cooperation Pact
By Samuel Riding | 26/08/2016
SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.
Conduct, Culture & Accountability
Australian Treasurer Rejects Call for Banking Inquiry
By Samuel Riding | 26/08/2016
Scott Morrison says sector should focus on improving culture to prevent misconduct.
Payments & Settlements
MAS Issues Payments Consultation
By Samuel Riding | 26/08/2016
Regulator proposes activity-based regime under single regulatory framework.
Structural Regulation
Singapore Issues New Audit Measures
By Samuel Riding | 26/08/2016
Accounting regulator says approach aims to improve investor confidence.
Market Abuse
Chinese Affiliate of Dutch HFT Firm in CSRC Probe
By Samuel Riding | 26/08/2016
IMC says it is cooperating with regulator on inquiry into Shanghai-based operation.
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