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Structural Regulation
China Regulators Reaffirm Reform Push after MSCI Decision
By Editors | 23/06/2017
China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]
Supervision & Enforcement
Prohibition Orders in Singapore: An Introduction
By Eric Chan | 22/06/2017
POs are increasingly being used to ensure integrity in Singapore’s financial services industry.
Trading & Investment
At Last, MSCI Says ‘Aye’ to A-shares
By Editors | 21/06/2017
Index provider MSCI has at last decided to include Chinese A-shares in its products after three years of rejecting them, […]
Conduct, Culture & Accountability
FSB Proposes Guidance on Compensation Tools to Tackle Misconduct
By Editors | 21/06/2017
FSB (the Financial Stability Board) has issued draft Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices […]
Structural Regulation
China – More Open, But Still Not Open Enough
By Peter Guy | 19/06/2017
Liberalised foreign investment rules announced last week aren’t liberal enough.
Structural Regulation
Vietnam, China, India APAC’s Most Complex Tax Regimes – Report
By Editors | 19/06/2017
Vietnam, China and India have the most complex tax regimes in Asia Pacific – and represent three of the most […]
Structural Regulation
Australian Parliament OKs Industry-funding Model for ASIC
By Editors | 16/06/2017
All funding for securities regulator to be collected via levies on regulated entities.
Conduct, Culture & Accountability
IOSCO Updates Advice on Wholesale Market Misconduct
By Editors | 15/06/2017
IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]
Trading & Investment
India Sets Out Commodity Options Regime
By Editors | 15/06/2017
SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]
Conduct, Culture & Accountability
ASIC Flags Fund Manager Compliance Failures
By Editors | 15/06/2017
ASIC (the Australian Securities and Investments Commission) issued recommendations to improve conduct in the funds management sector, citing several failures […]
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