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Structural Regulation
CSRC Bans Firm from Issuing New Asset Management Products
By Samuel Riding | 22/05/2017
Sealand Securities also barred from opening new securities accounts, underwriting bonds.
Market Abuse
ASIC FX Probe Nears End with Macquarie Undertaking
By Samuel Riding | 22/05/2017
Macquarie follows Big 4 lenders in promising to fix and monitor conduct by forex traders.
Trading & Investment
Malaysia to Ease ETF Regulations
By Samuel Riding | 19/05/2017
Issuer capital requirement, distribution and permissible products to be expanded.
Structural Regulation
India Transforms Bank Branch Rules
By Samuel Riding | 19/05/2017
Regulation introduces concept of business correspondent-run ‘banking outlet’.
Trading & Investment
HKMA, PBOC Confirm Bond Connect
By Samuel Riding | 17/05/2017
Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.
Capital Adequacy
Australian Treasury to Give Banks Preview of Levy Legislation
By Samuel Riding | 16/05/2017
Affected lenders will have a chance to comment on the draft legislation, official says.
Supervision & Enforcement
Legal Privilege in Cross-Border Internal Investigations
By Samuel Riding | 16/05/2017
Case arising from RBS’s actions during the last financial crisis provides an object lesson.
Trading & Investment
Pakistan to Introduce Single Stock Options in 3Q
By Samuel Riding | 15/05/2017
Exchange expects move to increase market volume by 2-3x.
Conduct, Culture & Accountability
Malaysia Central Bank to Increase Enforcement Transparency
By Samuel Riding | 15/05/2017
BNM governor cites 15% of respondents to survey who said they would act unethically if not monitored.
Emerging Prudential Risks
China’s Absence from FSB Shadow Banking Data
By JP Reimann | 14/05/2017
Domestic authorities’ actions, relative isolation of currency insulate global financial system from China risk.
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