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Supervision & Enforcement
Pakistan Exchange Suspends Chief Regulatory Officer
By Samuel Riding | 15/02/2017
PSX has received 485 claims against defaulting brokerage MR Securities.
Conduct, Culture & Accountability
Top Korea AMs to Adopt Stewardship Code
By Samuel Riding | 14/02/2017
FSC chairman says financial institutions following the Code will be prioritised in state lender allocations.
Credit Risk
Singapore to Relax Finance Firm Rules
By Samuel Riding | 14/02/2017
New rules include raising loan limit to 25% of capital funds.
Structural Regulation
HKEX Appoints Group General Counsel
By Samuel Riding | 14/02/2017
Ferheen Mahomed will serve as legal department head, monitor LME, LME Clear.
Conduct, Culture & Accountability
Thailand Introduces FX Dealer Certification
By Samuel Riding | 14/02/2017
Certification requires 5 years’ experience or passing a 3-part test.
Structural Regulation
Snapchat – A New Low in Corporate Governance
By Peter Guy | 13/02/2017
IPO heralds pernicious introduction of arbitrage of listing rules, corporate governance.
Trading & Investment
Taiwan Enhances Securities Lending Framework
By Samuel Riding | 13/02/2017
New rules aim to improve borrowing and lending operations in the equity market.
Trading & Investment
Korea Confirms Tougher Short Selling Rules
By Samuel Riding | 13/02/2017
New rules aim to prevent information imbalance, enhance market transparency and effectiveness of penalties.
Trading & Investment
SEBI Eyes Commodity Market Reform
By Samuel Riding | 13/02/2017
Regulator to consider institutional investor participation; integrate spot, derivatives markets.
Structural Regulation
New SEBI Chief Appointed
By Samuel Riding | 13/02/2017
Senior finance ministry official Ajay Tyagi to replace UK Sinha on 1 March.
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