Markets & Infrastructure

    Conduct, Culture & Accountability

    Out to Get You

    By Peter Guy | 07/12/2015

    Regulators now demand personal liability from bank compliance officers. It’s fuelling suspicion and resentment, and major changes to the compliance role.

    Structural Regulation

    Singapore Extends Minimum Trading Price Deadline

    By Samuel Riding | 07/12/2015

    SGX gives listed companies a further six months to comply with rule that is forcing consolidation of low-priced shares.

    Structural Regulation

    PSE Faces Queries on PDS Deal

    By Samuel Riding | 07/12/2015

    Philippine Stock Exchange working to answer regulator’s questions on takeover of fixed income bourse operator.

    Structural Regulation

    AIIB Sets Out Investment Priorities

    By Samuel Riding | 07/12/2015

    China-led investment bank to focus on energy, transportation, rural development, urban development and logistics.

    Market Abuse

    High Frequency Trading: Lessons for Asia

    By Samuel Riding | 03/12/2015

    US trader and HFT whistleblower Haim Bodek raises red flags for Asian brokers and regulators.

    Market Abuse

    Ensuring Fast, Fair Trading in Asia

    By Samuel Riding | 03/12/2015

    Reflecting on the Asian impact of rising fears, and prosecutions, of spoofing by high-frequency traders.

    Market Abuse

    Trading or Spoofing? A Legal Perspective from Singapore

    By Samuel Riding | 03/12/2015

    WongPartnership discusses whether Singapore’s existing regulatory framework is sufficient to distinguish valid trading and spoofing.

    Conduct, Culture & Accountability

    BSP Tightens Regulations on Family-owned Banks

    By Samuel Riding | 03/12/2015

    Philippines central bank says conglomerate and family-owned banks must maintain ‘arm’s length’ principle.

    Clearing & Post-Trade

    KPEI Revamps Clearing Member Scheme

    By Samuel Riding | 02/12/2015

    Indonesia’s Clearing and Guarantee Corporation introduces General Clearing Member category.

    Structural Regulation

    Korea Falls Short in CPMI/IOSCO Evaluation

    By Samuel Riding | 01/12/2015

    Korean authorities seen to lack observance in multiple areas of financial market infrastructure regulation.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.