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Conduct, Culture & Accountability
Out to Get You
By Peter Guy | 07/12/2015
Regulators now demand personal liability from bank compliance officers. It’s fuelling suspicion and resentment, and major changes to the compliance role.
Structural Regulation
Singapore Extends Minimum Trading Price Deadline
By Samuel Riding | 07/12/2015
SGX gives listed companies a further six months to comply with rule that is forcing consolidation of low-priced shares.
Structural Regulation
PSE Faces Queries on PDS Deal
By Samuel Riding | 07/12/2015
Philippine Stock Exchange working to answer regulator’s questions on takeover of fixed income bourse operator.
Structural Regulation
AIIB Sets Out Investment Priorities
By Samuel Riding | 07/12/2015
China-led investment bank to focus on energy, transportation, rural development, urban development and logistics.
Market Abuse
High Frequency Trading: Lessons for Asia
By Samuel Riding | 03/12/2015
US trader and HFT whistleblower Haim Bodek raises red flags for Asian brokers and regulators.
Market Abuse
Ensuring Fast, Fair Trading in Asia
By Samuel Riding | 03/12/2015
Reflecting on the Asian impact of rising fears, and prosecutions, of spoofing by high-frequency traders.
Market Abuse
Trading or Spoofing? A Legal Perspective from Singapore
By Samuel Riding | 03/12/2015
WongPartnership discusses whether Singapore’s existing regulatory framework is sufficient to distinguish valid trading and spoofing.
Conduct, Culture & Accountability
BSP Tightens Regulations on Family-owned Banks
By Samuel Riding | 03/12/2015
Philippines central bank says conglomerate and family-owned banks must maintain ‘arm’s length’ principle.
Clearing & Post-Trade
KPEI Revamps Clearing Member Scheme
By Samuel Riding | 02/12/2015
Indonesia’s Clearing and Guarantee Corporation introduces General Clearing Member category.
Structural Regulation
Korea Falls Short in CPMI/IOSCO Evaluation
By Samuel Riding | 01/12/2015
Korean authorities seen to lack observance in multiple areas of financial market infrastructure regulation.
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