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Structural Regulation
Hong Kong to Streamline Fund Authorisation Process
By Editors | 12/10/2015
Intention to promote fund providers’ self-compliance and reduce the overall processing time without compromising investor protection.
Trading & Investment
CSRC Seeks Stronger Supervision of Client Trading at Brokerages
By Editors | 12/10/2015
The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients’ transactions.
Structural Regulation
ASIC Extends Deadline for Phase 3B Reporting Entities
By Editors | 11/10/2015
The Australian Securities and Investment Commission has extended the deadline for Phase 3B Reporting Entities to start reporting derivative transactions until December 4, 2015.
Trading & Investment
Hong Kong Considers Centralised Fund Platform
By Editors | 11/10/2015
The Hong Kong Securities Association is holding talks with Hong Kong Exchange and Clearing Limited to evaluate the possibility of launching a centralised fund platform.
Alternative Markets
China to Boost Lending to Venture Capital-Backed Startups
By Editors | 11/10/2015
The China Banking Regulatory Commission is working on trial measures to encourage banks to make long-term loans to startup technology companies that are financed by venture capitalists.
Liquidity Risk
Industry Endorses Intraday Liquidity Reporting Guidelines
By Editors | 10/10/2015
SWIFT has announced that the Payments Market Practice Group has endorsed the use of its messages for intraday liquidity reporting as required by the Basel Committee on Banking Supervision.
Payments & Settlements
China Launches New Interbank Payment System
By Editors | 10/10/2015
The People’s Bank of China has launched the China International Payment System, a cross-border interbank payment system to facilitate yuan clearing transactions.
Clearing & Post-Trade
SEBI Directs Exchanges & Clearing Corps to Boost Capacity
By Editors | 10/10/2015
Stock exchanges and clearing corporations directed to increase their installed capacity for trading, clearing and settlement.
Emerging Prudential Risks
IOSCO Board Meets to Discuss Key Priority Areas
By Editors | 09/10/2015
The Board of the International Organization of Securities Commissions met in Toronto to reinforce IOSCO’s position as the key global reference point for financial services and markets regulation.
Market Abuse
ASIC Reports on Market Integrity Achievements
By Editors | 07/10/2015
Report highlights continued investment in technology as a main factor helping it to identify complex crimes and patterns of behaviour.
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