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Structural Regulation
IOSCO Issues 2nd IBOR Review
By Samuel Riding | 29/02/2016
Study finds most recommendations on governance, transparency and accountability have been implemented.
Trading & Investment
Hong Kong Expands Short Position Reporting Rules
By Samuel Riding | 25/02/2016
SFC expands position reporting to all securities that can be shorted; sets collective investment scheme threshold at HKD30 million.
Clearing & Post-Trade
ASEAN Cross-border Trading Link Holds Little Appeal
By Samuel Riding | 25/02/2016
Indonesian regulator says Jakarta exchange won’t join yet due to low volumes, lack of post trade linkage.
Structural Regulation
Philippines Confirms New Bank Approval Rules
By Samuel Riding | 23/02/2016
Central bank confirms complete lifting of moratorium from 1 January, 2018.
Structural Regulation
IOSCO to Set up Regional Hub in Malaysia
By Samuel Riding | 23/02/2016
Organisation confirms decision, plans for China’s G20 presidency at two-day meeting.
Structural Regulation
New Head of CSRC Faces Arduous Learning Process
By Peter Guy | 22/02/2016
Chinese regulators are conflicted between enforcing conduct and controlling market forces.
KYC & CDD
High Level of Compliance with New Philippines Securities Rules
By Samuel Riding | 21/02/2016
Regulator says 88 of 133 firms meet new regulations despite objections from brokers and dealers association.
Structural Regulation
Head Finally Rolls at CSRC
By Samuel Riding | 21/02/2016
Xiao Gang replaced at top of securities regulator by Agricultural Bank chairman Liu Shiyu.
Structural Regulation
Tax Regulation Remains Critical Issue for Asian AIF – Augentius
By Samuel Riding | 19/02/2016
Funds in US and Europe believe issue is largely settled, but Asian uncertainty remains, research finds.
Trading & Investment
SGX Consults on Futures Trading, Derivatives Clearing Rules
By Samuel Riding | 19/02/2016
Singapore exchange asks for feedback on plans for new derivatives trading and clearing system.
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