Markets & Infrastructure

Conduct, Culture & Accountability

TWSE Launches Investor Stewardship Principles

By Samuel Riding | 08/07/2016

Guidelines for institutional investors represent shift in focus from regulation, enforcement to market mechanisms.

Conduct, Culture & Accountability

ABA Launches Code of Practice Review

By Samuel Riding | 08/07/2016

Bankers’ association to revamp guidelines for treatment of individuals and small businesses.

Structural Regulation

SSE Says to Implement CPC, CSRC Requirements

By Samuel Riding | 08/07/2016

Shenzhen exchange says to enhance governance structure and standardise management.

Structural Regulation

SEBI to Strengthen Supervision of Bond Rating Agencies

By Samuel Riding | 08/07/2016

Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.

Structural Regulation

ASIC Warns on Unlicensed OTC

By Samuel Riding | 07/07/2016

Securities regulator has contacted 40 unlicensed operators, 21 have taken remedial measures.

Trading & Investment

SEBI Seeks Clarity on Algo-trading Violations

By Samuel Riding | 07/07/2016

Securities regulator to bring National Stock Exchange before technical advisory committee.

Conduct, Culture & Accountability

Major Japanese Banks to Disclose Sales Commissions

By Samuel Riding | 07/07/2016

Banks receive more than 3 times more commission on insurance than on mutual funds.

Structural Regulation

Korea to Ease Internet-only Bank Rules

By Samuel Riding | 07/07/2016

FSC proposes to revise banking laws, allow IT firms to have controlling stakes.

Clearing & Post-Trade

JSDA Issues Details of T+2 Final Report

By Samuel Riding | 06/07/2016

Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.