Markets & Infrastructure

Structural Regulation

China Regulator Plans to Give Banks Stock Broking Licenses

By Editors | 05/03/2015

As part of reforms that will permit financial institutions to conduct mixed businesses, China plans to issue banks with brokerage licenses, Reuters reported.

Structural Regulation

S. Korea FSC Chief to Keep Bank Ownership Rule

By Editors | 04/03/2015

Financial Services Commission chairman-nominee Yim Jong-yong is against relaxing rules that ban conglomerates from holding a major stake in South Korean banks.

Conduct, Culture & Accountability

Conduct Risk: Emerging Agenda for Regulators, Says GreySpark Report

By Editors | 04/03/2015

Conduct-related risks are an emerging regulatory frontier for risk, compliance and operations in financial institutions, says a new report.

Market Abuse

Australia Regulators Probe Forex Moves Ahead of RBA Announcement

By Editors | 04/03/2015

The Reserve Bank of Australia has asked the Australian Securities and Investments Commission to investigate sharp movements in the Australian dollar in the minute before the March interest rates policy decision was announced on Tuesday afternoon.

Structural Regulation

Singapore Signs Regional Pact for Cross-Border Capital Raising

By Editors | 03/03/2015

Securities market authorities from Singapore, Malaysia and Thailand have agreed to allow cross-border capital raising, aimed at deepening economic relationships among members of the southeast Asian nations.

Cloud & Infrastructure

Australian Banks, Tech Firms to Launch Sydney Fintech Hub

By Editors | 03/03/2015

Australian banks and tech companies are providing $2 million in funding to launch the country’s first fintech innovation hub in Sydney this May.

Conduct, Culture & Accountability

Hong Kong’s SFC Issues Norms for Investors on Company Ownership

By Editors | 02/03/2015

The Securities and Futures Commission (SFC) has released new norms on responsible company ownership by investors, urging them to have clear policies on voting and managing conflicts of interests.

Structural Regulation

SGX Urged to Rebuild Stock Market, Lose Regulatory Role

By Editors | 01/03/2015

For many in the investment and trading community, SGX chief executive Magnus Bocker’s impending departure in June represents the perfect time for the monetary authority to scrap the bourse’s regulatory role and establish an independent financial watchdog, reports Reuters.

Trading & Investment

Luxembourg Okays More Funds for HK-Shanghai Stock Connect

By Editors | 01/03/2015

Luxembourg’s Financial Sector Surveillance Commission has given its go-ahead for more funds to invest in the Shanghai-Hong Kong cross-border stock scheme and more such approvals are likely soon.